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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 43 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 2,628.0 $868K 0.01% NEW $330.46 -0.3%
842 SRLN SSGA ACTIVE ETF TR 21,522.0 $867K 0.01% NEW $40.29 +0.6%
843 RA BROOKFIELD REAL ASSETS INCOM Financial Services 67,197.0 $865K 0.01% NEW $12.88 -2.6%
844 NWN NORTHWEST NAT HLDG CO Utilities 17,574.0 $862K 0.01% NEW $49.06 +3.1%
845 CBT CABOT CORP Basic Materials 9,355.0 $850K 0.01% NEW $90.82 -6.5%
846 TY TRI CONTL CORP Financial Services 24,609.0 $847K 0.01% NEW $34.42 +3.3%
847 LYFT LYFT INC Technology 57,942.0 $847K 0.01% NEW $14.61 +19.1%
848 TEVA TEVA PHARMACEUTICAL INDS LTD Healthcare 24,884.0 $843K 0.01% NEW $33.88 +8.6%
849 INFY INFOSYS LTD Technology 80,329.0 $843K 0.01% NEW $10.49 +12.8%
850 STEW SRH TOTAL RETURN FUND INC Financial Services 47,042.0 $842K 0.01% NEW $17.90 +1.8%
851 USA LIBERTY ALL STAR EQUITY FD Financial Services 144,455.0 $839K 0.01% NEW $5.81 +1.9%
852 BALL BALL CORP Consumer Cyclical 13,422.0 $838K 0.01% NEW $62.40 +0.3%
853 DIS DISNEY WALT CO Communication Services 8,672.0 $835K 0.01% NEW $96.25 +11.5%
854 KIO KKR INCOME OPPORTUNITIES FD Financial Services 73,782.0 $831K 0.01% NEW $11.26 -2.8%
855 RQI COHEN & STEERS QUALITY INCOM Financial Services 66,337.0 $817K 0.01% NEW $12.31 +0.2%
856 XPEV XPENG INC Consumer Cyclical 61,666.0 $816K 0.01% NEW $13.24 -9.4%
857 ETSY INC 10,823.0 $815K 0.01% NEW $75.33
858 CPRT COPART INC Industrials 28,843.0 $813K 0.01% NEW $28.19 +21.8%
859 WPM WHEATON PRECIOUS METALS CORP Basic Materials 7,224.0 $811K 0.01% NEW $112.32 +33.8%
860 SPG SIMON PPTY GROUP INC NEW Real Estate 3,610.0 $807K 0.01% NEW $223.65 -1.7%
Page 43 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%