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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 70 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1381 GSHD GOOSEHEAD INS INC Financial Services 56.0 $3K NEW $48.50 +32.8%
1382 RYZ RYERSON HLDG CORP Consumer Defensive 103.0 $3K NEW $24.61 +18.6%
1383 OFIX ORTHOFIX MED INC Healthcare 234.0 $2K NEW $9.14 +9.7%
1384 OOMA OOMA INC Communication Services 100.0 $2K NEW $19.22 +4.4%
1385 APEI AMERICAN PUB ED INC Consumer Defensive 33.0 $2K NEW $53.70 -17.5%
1386 IIIV I3 VERTICALS INC Technology 82.0 $2K NEW $21.37 -25.1%
1387 CNDT CONDUENT INC Technology 1,087.0 $2K NEW $1.46 +0.0%
1388 ACH ACCENDRA HEALTH INC Healthcare 446.0 $2K NEW $3.42 -68.7%
1389 RMNI RIMINI STR INC DEL Technology 326.0 $1K NEW $4.26 +16.4%
1390 XPERI INC 167.0 $1K NEW $8.23
1391 MED MEDIFAST INC Consumer Cyclical 120.0 $1K NEW $10.61 +7.8%
1392 TBI TRUEBLUE INC Industrials 154.0 $1K NEW $6.97 +42.7%
1393 NATH NATHANS FAMOUS INC Consumer Cyclical 10.0 $1K NEW $101.60 -4.0%
1394 PATHWARD FINANCIAL INC 11.0 $958.0 NEW $87.09
1395 AOSL ALPHA & OMEGA SEMICONDUCTOR Technology 19.0 $899.0 NEW $47.32 -34.3%
1396 LAW CS DISCO INC Technology 232.0 $877.0 NEW $3.78 +13.2%
1397 III INFORMATION SVCS GROUP INC Technology 171.0 $703.0 NEW $4.11 +20.2%
1398 OSG OCTAVE SPECIALTY GROUP INC Financial Services 98.0 $612.0 NEW $6.24 -26.2%
1399 EGAN EGAIN CORP Technology 92.0 $580.0 NEW $6.30 +14.7%
1400 PRG PROG HOLDINGS INC Industrials 10.0 $466.0 NEW $46.60 -9.5%
Page 70 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%