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Portfolio (Quarterly) Guide ↗

MARSHALL WACE, LLP

· CIK 0001318757
13F Portfolio $100.4B AUM 6,623 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 928 New 1171 Added 969 Reduced 697 Exited
Page 156 of 157  ·  3,130 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3101 RKT CALL ROCKET COS INC-A Financial Services 600.0 $9K -7K -92.2% $14.25 +0.2%
3102 BAX PUT BAXTER INTL INC Healthcare 500.0 $8K -100.0 -16.7% $16.80 +3.0%
3103 XRT CALL SPDR S&P RETAIL 100.0 $8K -28K -99.7% $80.47 -1.7%
3104 CSCO PUT CISCO SYSTEMS Technology 100.0 $8K $77.59 +48.9%
3105 SYY CALL SYSCO CORP Consumer Defensive 100.0 $7K NEW $71.33 +2.4%
3106 BSX CALL BOSTON SCIENTIFC Healthcare 100.0 $6K NEW $62.75 -16.0%
3107 D CALL DOMINION ENERGY Utilities 100.0 $6K NEW $61.82 +1.9%
3108 SWKS CALL SKYWORKS SOLUTIO Technology 100.0 $5K NEW $53.55 +25.2%
3109 AGNC CALL AGNC INVESTMENT Real Estate 500.0 $5K NEW $10.03 +3.1%
3110 XLB CALL SPDR-MATERIALS 100.0 $5K -67K -99.8% $49.97 +0.7%
3111 EXC PUT EXELON CORP Utilities 100.0 $5K $49.02 -9.4%
3112 EXC CALL EXELON CORP Utilities 100.0 $5K $49.02 -9.4%
3113 FROG PUT JFROG LTD Technology 100.0 $5K NEW $46.93 +36.8%
3114 FITB PUT FIFTH THIRD BANC Financial Services 100.0 $5K -100.0 -50.0% $46.46 +2.7%
3115 NTNX PUT NUTANIX INC - A Technology 100.0 $4K NEW $38.01 +19.8%
3116 PINS PUT PINTEREST INC -A Communication Services 200.0 $4K NEW $18.34 +3.8%
3117 ASHR CALL DEUTSCHE X-TRACK 100.0 $3K -61K -99.8% $32.64 +8.7%
3118 NOK PUT NOKIA CORP-ADR Technology 400.0 $3K NEW $8.04 +79.9%
3119 CMCSA CALL COMCAST CORP-A Communication Services 100.0 $3K NEW $28.71 -13.8%
3120 DBX PUT DROPBOX INC-A Technology 100.0 $2K NEW $22.72 +15.3%
Page 156 of 157  ·  3,130 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.6%
Consumer Cyclical 16.0%
Healthcare 14.1%
Financial Services 9.9%
Industrials 7.6%
Communication Services 6.4%
Energy 5.6%
Consumer Defensive 5.0%
Basic Materials 2.7%
Utilities 2.3%