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Portfolio (Quarterly) Guide ↗

Westend Capital Management, LLC

· CIK 0001331997
13F Portfolio $357M AUM 238 positions Filed Jan 15, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 29 New 52 Added 21 Reduced 45 Exited
Page 11 of 12  ·  238 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 GSK GSK PLC SPONSORED ADR Healthcare 75.0 $4K 0.00% $49.04 +4.8%
202 ABT ABBOTT LABS COM Healthcare 29.0 $4K 0.00% +3.0 +11.5% $125.28 -31.4%
203 T AT&T INC COM Communication Services 139.0 $3K 0.00% NEW $24.84 -0.2%
204 SDOW PROSHARES ULTRAPRO SHORT DOW30 99.0 $3K 0.00% $31.95 -15.5%
205 SPOT SPOTIFY TECHNOLOGY S A SHS Communication Services 5.0 $3K 0.00% $580.80 -10.3%
206 OTIS OTIS WORLDWIDE CORP COM Industrials 33.0 $3K 0.00% $87.36 -18.8%
207 DOW DOW INC COM Basic Materials 111.0 $3K 0.00% $23.38 +47.3%
208 OGN ORGANON & CO COMMON STOCK Healthcare 313.0 $2K 0.00% $7.17 +86.2%
209 SHLD GLOBAL X DEFENSE TECH ETF 34.0 $2K 0.00% $64.79 +4.7%
210 BXSL BLACKSTONE SECD LENDING FD COMMON STOCK Financial Services 76.0 $2K 0.00% $26.33 -10.7%
211 SQQQ PROSHARES ULTRAPRO SHORT QQQ 29.0 $2K 0.00% NEW $68.52 -43.8%
212 FLIN FRANKLIN FTSE INDIA ETF 50.0 $2K 0.00% $38.60 -9.6%
213 AJG GALLAGHER ARTHUR J & CO COM Financial Services 7.0 $2K 0.00% NEW $258.86 -21.7%
214 XLK TECHNOLOGY SELECT SECTOR SPDR 10.0 $1K +5.0 +100.0% $144.00 +29.8%
215 OUNZ VANECK MERK GOLD ETF Financial Services 30.0 $1K $41.47 +4.3%
216 XLI STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF 8.0 $1K $155.12 +12.1%
217 LHX L3HARRIS TECHNOLOGIES INC COM Industrials 4.0 $1K $293.50 +6.8%
218 TEL TE CONNECTIVITY PLC ORD SHS Technology 5.0 $1K $227.60 -7.1%
219 KHC KRAFT HEINZ CO COM Consumer Defensive 46.0 $1K $24.26 +1.0%
220 TQQQ PROSHARES ULTRAPRO QQQ 20.0 $1K +10.0 +100.0% $52.70 +58.6%
Page 11 of 12  ·  238 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 31.5%
Energy 14.6%
Financial Services 12.0%
Technology 9.6%
Healthcare 9.2%
Basic Materials 9.0%
Consumer Cyclical 7.5%
Communication Services 5.7%
Real Estate 0.7%
Consumer Defensive 0.3%