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Portfolio (Quarterly) Guide ↗

Westend Capital Management, LLC

· CIK 0001331997
13F Portfolio $357M AUM 238 positions Filed Jan 15, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 29 New 52 Added 21 Reduced 45 Exited
Page 5 of 12  ·  238 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 WMT WALMART INC COM Consumer Defensive 630.0 $70K 0.02% +422.0 +202.9% $111.41 +6.1%
82 SUSA ISHARES ESG OPTIMIZED MSCI USA ETF 503.0 $70K 0.02% $139.35 +10.0%
83 ORCL ORACLE CORPORATION Technology 356.0 $69K 0.02% -151.0 -29.8% $194.91 +4.5%
84 QQQ POWERSHARES QQQ TR Financial Services 109.0 $67K 0.02% $614.31 +19.7%
85 VRP INVESCO VARIABLE RATE PREFERRED ETF 2,680.0 $65K 0.02% -2K -39.5% $24.33 +0.1%
86 COP CONOCOPHILLIPS COM Energy 660.0 $62K 0.02% $93.61 +22.4%
87 SPXL DIREXION DAILY S&P 500 BULL 3X SHARES 275.0 $61K 0.02% $220.61 +28.2%
88 WMB WILLIAMS COS INC COM Energy 979.0 $59K 0.02% NEW $60.11 +22.6%
89 ESGV VANGUARD ESG U.S. STOCK ETF 471.0 $57K 0.02% $120.96 +10.5%
90 DX DYNEX CAPITAL INC Real Estate 3,782.0 $53K 0.01% $14.01 -7.2%
91 ETN EATON CORP PLC SHS Industrials 166.0 $53K 0.01% $318.51 +26.5%
92 VO VANGUARD MID-CAP ETF 175.0 $51K 0.01% $290.22 -72.8%
93 XMTR XOMETRY INC CLASS A COM Industrials 750.0 $45K 0.01% $59.47 +61.0%
94 VV VANGUARD LARGE-CAP ETF 141.0 $44K 0.01% $314.80 +10.3%
95 DAVE INC CLASS A COM NEW 200.0 $44K 0.01% +100.0 +100.0% $221.41
96 IEFA ISHARES CORE MSCI EAFE ETF 489.0 $44K 0.01% $89.46 +9.6%
97 SPYD STATE STREET SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF 1,001.0 $43K 0.01% $43.25 +10.6%
98 LRCX LAM RESEARCH CORP COM NEW Technology 230.0 $39K 0.01% $171.18 +85.7%
99 KR KROGER CO COM Consumer Defensive 612.0 $38K 0.01% NEW $62.48 +2.0%
100 GSLC TR ACTIVEBETA US LARGE CAP EQUITY ETF 285.0 $38K 0.01% $132.37 +8.2%
Page 5 of 12  ·  238 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 31.5%
Energy 14.6%
Financial Services 12.0%
Technology 9.6%
Healthcare 9.2%
Basic Materials 9.0%
Consumer Cyclical 7.5%
Communication Services 5.7%
Real Estate 0.7%
Consumer Defensive 0.3%