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Portfolio (Quarterly) Guide ↗

PRELUDE CAPITAL MANAGEMENT, LLC

· CIK 0001387508
13F Portfolio $1.3B AUM 1,176 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 423 New 336 Added 342 Reduced 507 Exited
Page 17 of 17  ·  336 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 RBBN RIBBON COMMUNICATIONS INC Communication Services 49,038.0 $104K 0.01% +8K +20.4% $2.12 +26.2%
322 INGN INOGEN INC Healthcare 16,258.0 $100K 0.01% +4K +28.4% $6.18 +2.7%
323 SOUNDTHINKING INC 15,155.0 $100K 0.01% +3K +23.6% $6.62
324 ULCC FRONTIER GROUP HLDGS INC Industrials 28,013.0 $99K 0.01% +7K +30.7% $3.53 +35.1%
325 LUMN LUMEN TECHNOLOGIES INC Communication Services 13,953.0 $97K 0.01% +887.0 +6.8% $6.95 +43.0%
326 CMPX COMPASS THERAPEUTICS INC Healthcare 18,000.0 $95K 0.01% +8K +80.0% $5.29 -65.1%
327 GDYN GRID DYNAMICS HLDGS INC Technology 15,959.0 $91K 0.01% +5K +48.9% $5.70 +19.6%
328 CDXS CODEXIS INC Healthcare 54,680.0 $89K 0.01% +20K +57.2% $1.63 +58.0%
329 NIOCORP DEVS LTD 19,580.0 $87K 0.01% +4K +23.4% $4.46
330 THRY THRYV HLDGS INC Communication Services 28,015.0 $77K 0.01% +4K +15.3% $2.74 +24.6%
331 CLAR CLARUS CORP NEW Consumer Cyclical 27,455.0 $75K 0.01% +9K +48.7% $2.72 +5.0%
332 ALTO ALTO INGREDIENTS INC Basic Materials 15,157.0 $73K 0.01% +4K +36.5% $4.84 -2.0%
333 NABL N-ABLE INC Technology 14,501.0 $68K 0.01% +2K +13.0% $4.67 -24.3%
334 GPRO GOPRO INC Technology 80,775.0 $62K 0.01% +11K +15.5% $0.77 +40.9%
335 DNN DENISON MINES CORP Energy 16,286.0 $57K 0.00% +5K +49.9% $3.53 -8.5%
336 AGEN AGENUS INC Healthcare 14,900.0 $50K 0.00% +400.0 +2.8% $3.34 -2.8%
Page 17 of 17  ·  336 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Healthcare 15.0%
Consumer Cyclical 10.9%
Financial Services 10.6%
Industrials 10.2%
Communication Services 8.5%
Energy 5.8%
Consumer Defensive 4.3%
Real Estate 3.7%
Basic Materials 2.8%