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Portfolio (Quarterly) Guide ↗

PRELUDE CAPITAL MANAGEMENT, LLC

· CIK 0001387508
13F Portfolio $1.3B AUM 1,176 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 423 New 336 Added 342 Reduced 507 Exited
Page 5 of 59  ·  1,176 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 PKST PEAKSTONE REALTY TRUST Real Estate 186,949.0 $3.9M 0.30% NEW $20.89 +0.5%
82 JHG JANUS HENDERSON GROUP PLC Financial Services 74,908.0 $3.8M 0.29% -11K -13.1% $51.37 +0.6%
83 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 106,214.0 $3.8M 0.29% NEW $36.10 +15.0%
84 AVGO BROADCOM INC Technology 12,302.0 $3.8M 0.29% +6K +104.5% $309.50 +37.4%
85 SEM SELECT MED HLDGS CORP Healthcare 231,705.0 $3.8M 0.29% NEW $16.29 +1.0%
86 PFE PFIZER INC Healthcare 134,252.0 $3.8M 0.29% +15K +12.7% $28.08 -8.3%
87 PRTH PRIORITY TECHNOLOGY HLDGS IN Technology 798,328.0 $3.8M 0.29% +108K +15.6% $4.72 +26.7%
88 CRON CRONOS GROUP INC Healthcare 1,500,000.0 $3.8M 0.29% +916K +157.0% $2.51 +9.2%
89 LIBERTY GLOBAL LTD 310,769.0 $3.8M 0.29% +36K +13.3% $12.09
90 USO UNITED STS OIL FD LP Financial Services 28,700.0 $3.7M 0.28% NEW $127.25 +12.4%
91 GDEN GOLDEN ENTMT INC Consumer Cyclical 136,668.0 $3.6M 0.28% NEW $26.69 +7.0%
92 UBER UBER TECHNOLOGIES INC Technology 49,967.0 $3.6M 0.28% +16K +47.9% $71.93 +3.8%
93 AAOI APPLIED OPTOELECTRONICS INC Technology 41,625.0 $3.5M 0.27% -7K -14.6% $84.59 +125.0%
94 COMP COMPASS INC Technology 478,750.0 $3.5M 0.27% +74K +18.3% $7.31 +6.0%
95 AAP ADVANCE AUTO PARTS INC Consumer Cyclical 65,205.0 $3.4M 0.26% +14K +28.1% $52.75 -10.6%
96 BTG B2GOLD CORP Basic Materials 758,774.0 $3.4M 0.26% +101K +15.4% $4.53 +8.2%
97 DOMO DOMO INC Technology 1,105,800.0 $3.4M 0.26% $3.06 +14.7%
98 ALT5 SIGMA CORP 2,950,155.0 $3.3M 0.25% -2.1M -41.6% $1.11
99 REZI RESIDEO TECHNOLOGIES INC Industrials 96,153.0 $3.2M 0.25% +76K +368.4% $33.71 -10.8%
100 DQ DAQO NEW ENERGY CORP Technology 151,889.0 $3.2M 0.25% +7K +4.8% $21.27 -11.8%
Page 5 of 59  ·  1,176 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Healthcare 15.0%
Consumer Cyclical 10.9%
Financial Services 10.6%
Industrials 10.2%
Communication Services 8.5%
Energy 5.8%
Consumer Defensive 4.3%
Real Estate 3.7%
Basic Materials 2.8%