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Portfolio (Quarterly) Guide ↗

PRELUDE CAPITAL MANAGEMENT, LLC

· CIK 0001387508
13F Portfolio $1.3B AUM 1,176 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 423 New 336 Added 342 Reduced 507 Exited
Page 54 of 59  ·  1,176 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 RPC RIDGEPOST CAP INC Financial Services 13,117.0 $95K 0.01% NEW $7.26 +13.8%
1062 CMPX COMPASS THERAPEUTICS INC Healthcare 18,000.0 $95K 0.01% +8K +80.0% $5.29 -65.4%
1063 BARNES & NOBLE ED INC 10,630.0 $94K 0.01% NEW $8.83
1064 EMBC EMBECTA CORP Healthcare 10,500.0 $93K 0.01% NEW $8.84 -65.7%
1065 KVHI KVH INDS INC Technology 10,321.0 $92K 0.01% NEW $8.96 +22.9%
1066 DTI DRILLING TOOLS INTL CORP Energy 21,079.0 $91K 0.01% NEW $4.33 -30.5%
1067 GDYN GRID DYNAMICS HLDGS INC Technology 15,959.0 $91K 0.01% +5K +48.9% $5.70 +17.7%
1068 NUS NU SKIN ENTERPRISES INC Consumer Defensive 12,313.0 $90K 0.01% -5K -29.9% $7.28 -15.9%
1069 COMMERCE.COM INC 33,537.0 $90K 0.01% -17K -33.4% $2.67
1070 CDXS CODEXIS INC Healthcare 54,680.0 $89K 0.01% +20K +57.2% $1.63 +56.4%
1071 YEXT YEXT INC Technology 23,200.0 $89K 0.01% NEW $3.84 -9.9%
1072 UEIC UNIVERSAL ELECTRS INC Technology 21,233.0 $87K 0.01% -9K -28.9% $4.12 -4.9%
1073 NIOCORP DEVS LTD 19,580.0 $87K 0.01% +4K +23.4% $4.46
1074 AURA AURA BIOSCIENCES INC Healthcare 13,000.0 $87K 0.01% -37K -74.0% $6.69 +11.7%
1075 AGPU AXE COMPUTE INC Technology 52,661.0 $85K 0.01% NEW $1.62 +188.9%
1076 RDW REDWIRE CORPORATION Industrials 10,000.0 $85K 0.01% -10K -50.9% $8.50 +65.4%
1077 INSTIL BIO INC 10,300.0 $85K 0.01% NEW $8.24
1078 PAMT CORP 10,000.0 $84K 0.01% $8.45
1079 AVD AMERICAN VANGUARD CORP Basic Materials 33,495.0 $83K 0.01% NEW $2.49 +8.8%
1080 WTI W & T OFFSHORE INC Energy 24,100.0 $82K 0.01% NEW $3.41 +39.3%
Page 54 of 59  ·  1,176 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Healthcare 15.0%
Consumer Cyclical 10.9%
Financial Services 10.6%
Industrials 10.2%
Communication Services 8.5%
Energy 5.8%
Consumer Defensive 4.3%
Real Estate 3.7%
Basic Materials 2.8%