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Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763
13F Portfolio $3.0B AUM 785 positions Filed Apr 23, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 94 New 273 Added 311 Reduced 768 Exited
Page 16 of 16  ·  311 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 CLSK CLEANSPARK INC Technology 20,500.0 $174K 0.01% -1K -5.5% $8.51 +85.2%
302 NVDY TIDAL TRUST II 12,901.0 $167K 0.01% -4K -22.3% $12.98 +7.6%
303 EATON VANCE TAX-MANAGED BUY- 11,882.0 $162K 0.01% -3K -20.6% $13.67
304 PGX INVESCO EXCH TRADED FD TR II 13,172.0 $143K 0.01% -939.0 -6.7% $10.88 +0.6%
305 PMT PENNYMAC MTG INVT TR Real Estate 11,668.0 $136K 0.01% -1K -8.7% $11.66 -10.0%
306 ABR ARBOR REALTY TRUST INC Real Estate 10,520.0 $81K 0.00% -5K -30.4% $7.71 -23.3%
307 LITHIUM AMERS CORP NEW 16,949.0 $67K 0.00% -9K -33.9% $3.95
308 DPRO DRAGANFLY INC. Industrials 13,085.0 $64K 0.00% -5K -28.6% $4.91 +27.1%
309 NEWSMAX INC 11,941.0 $62K 0.00% -2K -11.5% $5.22
310 RC READY CAPITAL CORP Real Estate 32,870.0 $53K 0.00% -5K -14.2% $1.62 +12.3%
311 EVGO EVGO INC Consumer Cyclical 22,772.0 $39K 0.00% -2K -8.1% $1.72 +9.3%
Page 16 of 16  ·  311 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 23.6%
Communication Services 9.5%
Consumer Cyclical 7.5%
Energy 7.0%
Industrials 5.1%
Healthcare 4.6%
Utilities 4.4%
Consumer Defensive 2.4%
Real Estate 1.9%