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Portfolio (Quarterly) Guide ↗

Guinness Atkinson Asset Management Inc

· CIK 0001409765
13F Portfolio $212M AUM 123 positions Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 30 New 33 Added 46 Reduced 1 Exited
Page 2 of 7  ·  123 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ROP ROPER TECHNOLOGIES INC Industrials 13,806.0 $6.2M 2.93% +3K +24.3% $450.84 -27.0%
22 AMZN AMAZON COM INC Consumer Cyclical 26,558.0 $6.2M 2.90% -2K -5.5% $232.07 +15.7%
23 AAPL APPLE INC Technology 21,493.0 $5.9M 2.77% -1K -5.5% $273.76 +11.4%
24 NFLX NETFLIX INC Communication Services 54,185.0 $5.1M 2.40% +48K +845.3% $94.15 -5.2%
25 ETN EATON CORP PLC Industrials 7,037.0 $2.3M 1.06% -69.0 -1.0% $321.45 +18.7%
26 NTES NETEASE INC Technology 15,860.0 $2.2M 1.04% +2K +11.0% $139.34 -17.9%
27 AFL AFLAC INC Financial Services 17,218.0 $1.9M 0.89% +2K +14.8% $109.96 +7.1%
28 JNJ JOHNSON & JOHNSON Healthcare 7,046.0 $1.5M 0.69% -164.0 -2.3% $207.56 +11.6%
29 CSCO CISCO SYS INC Technology 17,439.0 $1.4M 0.64% -397.0 -2.2% $77.79 +51.9%
30 ABBV ABBVIE INC Healthcare 5,771.0 $1.3M 0.63% -129.0 -2.2% $230.84 -7.0%
31 BIDU BAIDU INC Communication Services 10,223.0 $1.3M 0.61% -2K -14.2% $126.81 +3.4%
32 CME CME GROUP INC Financial Services 4,511.0 $1.3M 0.59% -131.0 -2.8% $278.42 +3.9%
33 BLK BLACKROCK INC Financial Services 1,115.0 $1.2M 0.57% -24.0 -2.1% $1088.40 -2.3%
34 EMR EMERSON ELEC CO Industrials 8,583.0 $1.2M 0.55% -250.0 -2.8% $135.22 -0.2%
35 KO COCA COLA CO Consumer Defensive 16,320.0 $1.1M 0.54% -355.0 -2.1% $70.16 +15.7%
36 PEP PEPSICO INC Consumer Defensive 7,580.0 $1.1M 0.52% -164.0 -2.1% $144.24 +3.2%
37 ITW ILLINOIS TOOL WKS INC Industrials 4,256.0 $1.1M 0.51% -89.0 -2.0% $252.23 -0.9%
38 TXN TEXAS INSTRS INC Technology 6,043.0 $1.1M 0.50% -127.0 -2.1% $175.69 +73.5%
39 MDLZ MONDELEZ INTL INC Consumer Defensive 18,641.0 $1.0M 0.48% -387.0 -2.0% $55.04 +11.7%
40 OTIS OTIS WORLDWIDE CORP Industrials 11,259.0 $990K 0.47% -328.0 -2.8% $87.95 -18.6%
Page 2 of 7  ·  123 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 45.7%
Financial Services 11.9%
Healthcare 10.9%
Industrials 10.8%
Communication Services 9.8%
Consumer Cyclical 4.1%
Energy 3.9%
Consumer Defensive 2.1%
Utilities 0.9%
Real Estate 0.0%