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Portfolio (Quarterly) Guide ↗

Financial Engines Advisors L.L.C.

· CIK 0001420473
13F Portfolio $49.2B AUM 530 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 29 New 142 Added 271 Reduced 38 Exited
Page 27 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 IOO ISHARES TR 1,654.0 $200K $120.97 +17.2%
522 ADTRAN HOLDINGS INC 14,518.0 $183K NEW $12.58
523 RKT ROCKET COS INC Financial Services 12,247.0 $175K $14.25 -4.4%
524 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 11,196.0 $138K $12.33 -0.6%
525 VKQ INVESCO MUNICIPAL TRUST Financial Services 10,998.0 $105K $9.52 +0.2%
526 VKI INVESCO ADVANTAGE MUN INCOME Financial Services 10,715.0 $93K $8.66 +0.7%
527 SJT SAN JUAN BASIN RTY TR Energy 15,534.0 $75K $4.81 -13.5%
528 SNBR SLEEP NUMBER CORP Consumer Cyclical 14,041.0 $25K -3K -17.6% $1.80 -9.2%
529 XPL SOLITARIO RESOURCES CORP Basic Materials 19,100.0 $16K $0.82 +2.6%
530 FATE FATE THERAPEUTICS INC Healthcare 10,992.0 $13K NEW $1.20 +75.0%
Page 27 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.6%
Technology 25.9%
Communication Services 12.6%
Industrials 10.6%
Consumer Cyclical 8.2%
Healthcare 6.7%
Energy 3.7%
Consumer Defensive 2.3%
Utilities 1.7%
Real Estate 0.3%