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Portfolio (Quarterly) Guide ↗

CAPSTONE INVESTMENT ADVISORS, LLC

· CIK 0001426196
13F Portfolio $54.0B AUM 1,641 positions Filed Aug 17, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 1641 New
Page 20 of 83  ·  1,641 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 GS CALL GOLDMAN SACHS GROUP INC Financial Services 8,100.0 $8.2M 0.01% NEW $1011.37 -0.9%
382 BK PUT BANK OF NY MELLON CORP Financial Services 56,600.0 $8.2M 0.01% NEW $144.61 -0.6%
383 MPC PUT MARATHON PETE CORP Energy 31,800.0 $8.1M 0.01% NEW $255.67 +40.1%
384 CVX CHEVRON CORPORATION Energy 49,041.0 $8.1M 0.01% NEW $165.76 +24.1%
385 COP CALL CONOCOPHILLIPS Energy 78,100.0 $8.1M 0.01% NEW $103.96 +29.8%
386 ADP PUT AUTOMATIC DATA PROCESSING IN Industrials 36,200.0 $8.1M 0.01% NEW $223.95 +24.7%
387 CL PUT COLGATE PALMOLIVE CO Consumer Defensive 88,400.0 $8.1M 0.01% NEW $91.68 -2.2%
388 CELH CELSIUS HLDGS INC Consumer Defensive 276,454.0 $8.1M 0.01% NEW $29.28 +11.1%
389 NBXG NEUBERGER NEXT GENERATION Financial Services 488,681.0 $8.1M 0.01% NEW $16.54 -9.2%
390 PUT BLOCK INC 106,300.0 $8.1M 0.01% NEW $76.00
391 RIVIAN AUTOMOTIVE INC 7,500,000.0 $8.0M 0.01% NEW $1.07
392 TT PUT TRANE TECHNOLOGIES PLC Industrials 16,300.0 $8.0M 0.01% NEW $491.16 -8.2%
393 SUPER MICRO COMPUTER INC 9,000,000.0 $8.0M 0.01% NEW $0.89
394 VST VISTRA CORP Utilities 50,358.0 $8.0M 0.01% NEW $158.63 -12.4%
395 DDOG PUT DATADOG INC Technology 30,500.0 $7.9M 0.01% NEW $260.36 -10.7%
396 SYK PUT STRYKER CORPORATION Healthcare 25,200.0 $7.9M 0.01% NEW $314.84 +4.1%
397 PUT CRH PLC 73,800.0 $7.9M 0.01% NEW $107.00
398 MDT PUT MEDTRONIC PLC Healthcare 99,900.0 $7.8M 0.01% NEW $78.23 +18.0%
399 PRU CALL PRUDENTIAL FINL INC Financial Services 71,500.0 $7.7M 0.01% NEW $107.93 +11.7%
400 GDV GABELLI DIVID & INCOME TR Financial Services 262,242.0 $7.7M 0.01% NEW $29.40 +2.5%
Page 20 of 83  ·  1,641 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 56.2%
Consumer Cyclical 18.1%
Communication Services 8.6%
Financial Services 8.4%
Industrials 3.3%
Consumer Defensive 1.8%
Healthcare 1.3%
Basic Materials 1.0%
Energy 0.7%
Utilities 0.6%