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Portfolio (Quarterly) Guide ↗

CAPSTONE INVESTMENT ADVISORS, LLC

· CIK 0001426196
13F Portfolio $54.0B AUM 1,641 positions Filed Aug 17, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 1641 New
Page 35 of 83  ·  1,641 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 JCI CALL JOHNSON CONTROLS INTERNATION Industrials 16,800.0 $2.5M 0.01% NEW $146.11 -2.1%
682 LEO BNY MELLON STRATEGIC MUNS IN Financial Services 379,865.0 $2.5M 0.01% NEW $6.46 -4.5%
683 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 49,135.0 $2.4M 0.01% NEW $49.86 +14.7%
684 COF CAPITAL ONE FINL CORP Financial Services 12,196.0 $2.4M 0.01% NEW $200.62 +8.6%
685 MA MASTERCARD INCORPORATED Financial Services 4,738.0 $2.4M 0.01% NEW $513.60 +13.1%
686 PAGAYA U S HLDG CO LLC 1,500,000.0 $2.4M 0.00% NEW $1.60
687 LOW LOWES COS INC Consumer Cyclical 10,813.0 $2.4M 0.00% NEW $220.49 -2.0%
688 TANDEM DIABETES CARE INC 2,500,000.0 $2.4M 0.00% NEW $0.95
689 LIBERTY MEDIA CORP DEL 24,885.0 $2.4M 0.00% NEW $95.14
690 EQT PUT EQT CORP Energy 43,900.0 $2.3M 0.00% NEW $53.17 +1.0%
691 GS GOLDMAN SACHS GROUP INC Financial Services 2,303.0 $2.3M 0.00% NEW $1011.37 +2.8%
692 CPRT PUT COPART INC Industrials 82,500.0 $2.3M 0.00% NEW $28.19 +19.9%
693 ULTA ULTA BEAUTY INC Consumer Cyclical 5,128.0 $2.3M 0.00% NEW $450.98 +15.6%
694 CRS CARPENTER TECHNOLOGY CORP Industrials 3,732.0 $2.3M 0.00% NEW $616.84 -20.2%
695 NVO NOVO-NORDISK A S Healthcare 47,778.0 $2.3M 0.00% NEW $47.94 -2.5%
696 FISV PUT FISERV INC Technology 46,600.0 $2.3M 0.00% NEW $49.05 +7.2%
697 GAM GENERAL AMERN INVS CO INC Financial Services 35,841.0 $2.3M 0.00% NEW $63.75 +6.1%
698 HLT CALL HILTON WORLDWIDE HLDGS INC Consumer Cyclical 6,900.0 $2.3M 0.00% NEW $330.46 -1.2%
699 PCG PUT PG&E CORP Utilities 134,200.0 $2.3M 0.00% NEW $16.82 +4.6%
700 YUM PUT YUM BRANDS INC Consumer Cyclical 14,100.0 $2.3M 0.00% NEW $159.86 -4.3%
Page 35 of 83  ·  1,641 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 57.1%
Consumer Cyclical 18.4%
Financial Services 8.3%
Communication Services 7.3%
Industrials 3.4%
Consumer Defensive 1.8%
Healthcare 1.3%
Basic Materials 1.0%
Energy 0.7%
Utilities 0.6%