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Portfolio (Quarterly) Guide ↗

Baker Avenue Asset Management, LP

· CIK 0001432529
13F Portfolio $4.4B AUM 758 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 166 New 339 Added 176 Reduced 40 Exited
Page 3 of 9  ·  176 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 ICLN ISHARES TR 187,461.0 $3.4M 0.08% -12K -6.1% $18.29 +15.4%
42 NIO NIO INC Consumer Cyclical 544,672.0 $3.3M 0.07% -8K -1.5% $6.03 -16.7%
43 ADP AUTOMATIC DATA PROCESSING IN Industrials 15,376.0 $3.1M 0.07% -610.0 -3.8% $203.17 +7.5%
44 SHEL SHELL PLC Energy 33,078.0 $3.1M 0.07% -21K -38.4% $93.00 -15.3%
45 XPO XPO INC Industrials 15,427.0 $3.0M 0.07% -2K -9.2% $194.55 +2.5%
46 SNOW SNOWFLAKE INC Technology 18,867.0 $2.8M 0.06% -2K -11.2% $150.82 +54.0%
47 QQEW FIRST TR EXCHANGE-TRADED FD 17,350.0 $2.2M 0.05% -1K -6.6% $126.98 +23.5%
48 PLTR PALANTIR TECHNOLOGIES INC Technology 14,966.0 $2.2M 0.05% -528.0 -3.4% $146.28 -12.2%
49 TT TRANE TECHNOLOGIES PLC Industrials 5,252.0 $2.2M 0.05% -2K -31.1% $416.75 +16.0%
50 VOO VANGUARD INDEX FDS 3,653.0 $2.2M 0.05% -2K -37.9% $597.61 +15.1%
51 BSV VANGUARD BD INDEX FDS 27,791.0 $2.2M 0.05% -521.0 -1.8% $78.41 -0.8%
52 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 57,454.0 $2.0M 0.05% -2K -2.9% $35.44 -10.2%
53 TGT TARGET CORP Consumer Defensive 15,981.0 $1.9M 0.04% -11K -41.3% $121.20 +7.9%
54 FIGR FIGURE TECHNOLOGY SOLUTIO Financial Services 56,979.0 $1.9M 0.04% -361.0 -0.6% $33.95 -15.9%
55 FTEC FIDELITY COVINGTON TRUST 8,854.0 $1.8M 0.04% -250.0 -2.8% $208.06 +37.7%
56 OEF ISHARES TR 5,636.0 $1.8M 0.04% -556.0 -9.0% $318.08 +15.9%
57 MLM MARTIN MARIETTA MATLS INC Basic Materials 3,003.0 $1.8M 0.04% -51.0 -1.7% $588.62 +3.5%
58 SGOV ISHARES TR 17,530.0 $1.8M 0.04% -651.0 -3.6% $100.66 -0.1%
59 XLV SELECT SECTOR SPDR TR 11,998.0 $1.8M 0.04% -286.0 -2.3% $146.61 +1.9%
60 DSI ISHARES TR 14,412.0 $1.7M 0.04% -146.0 -1.0% $121.19 +17.0%
Page 3 of 9  ·  176 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 41.4%
Industrials 15.6%
Financial Services 12.4%
Consumer Cyclical 8.4%
Communication Services 6.5%
Healthcare 5.5%
Energy 4.7%
Basic Materials 2.9%
Consumer Defensive 1.3%
Utilities 0.8%