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Portfolio (Quarterly) Guide ↗

RIVERNORTH CAPITAL MANAGEMENT, LLC

· CIK 0001447578
13F Portfolio $2.0B AUM 542 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 200 New 43 Added 66 Reduced 135 Exited
Page 2 of 3  ·  43 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 RVT ROYCE SMALL CAP TRUST INC Financial Services 601,975.0 $10.0M 0.50% +3K +0.5% $16.60 +8.6%
22 DSM BNY MELLON STRATEGIC MUN BD Financial Services 1,660,357.0 $10.0M 0.50% +825K +98.7% $6.01 +0.7%
23 HHH HOWARD HUGHES HOLDINGS INC Real Estate 149,204.0 $9.4M 0.47% +6K +4.3% $63.26 +2.2%
24 SBI WESTERN ASSET INTER MUNI Financial Services 1,187,933.0 $9.1M 0.46% +7K +0.6% $7.68 +0.8%
25 PSBD PALMER SQUARE CAPITAL BDC IN Financial Services 834,603.0 $8.2M 0.41% +254K +43.8% $9.77 +11.0%
26 NUVEEN PA INVT QUALITY MUN F 665,013.0 $7.9M 0.40% +17K +2.7% $11.93
27 EIC EAGLE POINT INCOME COMPANY I Financial Services 774,059.0 $7.3M 0.36% +249K +47.4% $9.44 +14.1%
28 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 685,823.0 $7.1M 0.35% +258K +60.4% $10.30 +1.0%
29 PFN PIMCO INCOME STRATEGY FD II Financial Services 838,080.0 $5.8M 0.29% +35K +4.3% $6.89 -0.9%
30 MFM MFS MUN INCOME TR Financial Services 908,050.0 $4.9M 0.24% +97K +12.0% $5.39 +0.6%
31 CXH MFS INVT GRADE MUN TR Financial Services 576,479.0 $4.6M 0.23% +71K +14.1% $7.99 -0.8%
32 PCN PIMCO CORPORATE & INCM STRG Financial Services 355,256.0 $4.2M 0.21% +52K +17.0% $11.90 -1.3%
33 MUA BLACKROCK MUNIASSETS FD INC Financial Services 312,410.0 $3.3M 0.17% +106K +51.4% $10.61 +0.8%
34 PCM PCM FD INC Financial Services 479,504.0 $2.7M 0.14% +178K +59.3% $5.71 -1.2%
35 VFL ABRDN NATL MUN INCOME FD Financial Services 215,995.0 $2.2M 0.11% +37K +20.8% $9.96 +1.5%
36 FMN FEDERATED HERMES PREM MUNI I Financial Services 146,927.0 $1.6M 0.08% +122K +484.2% $10.93 +2.1%
37 PXH INVESCO EXCH TRADED FD TR II 58,576.0 $1.6M 0.08% +3K +5.3% $26.91 +5.9%
38 MMD NYLI MACKAY DEFINEDTERM MUNI Financial Services 68,560.0 $1.0M 0.05% +28K +70.4% $14.85 +1.3%
39 DHF BNY MELLON HIGH YIELD STRATE Financial Services 366,828.0 $895K 0.04% +46K +14.2% $2.44 -1.6%
40 RFMZ RIVERNORTH FLEXIBLE MUNI INC Financial Services 66,008.0 $835K 0.04% +46K +231.3% $12.65 +3.9%
Page 2 of 3  ·  43 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 97.7%
Technology 1.6%
Real Estate 0.7%