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Portfolio (Quarterly) Guide ↗

RIVERNORTH CAPITAL MANAGEMENT, LLC

· CIK 0001447578
13F Portfolio $2.0B AUM 542 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 200 New 43 Added 66 Reduced 135 Exited
Page 3 of 3  ·  43 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 RFM RIVERNORTH FLEXIBLE MUN INCO Financial Services 47,654.0 $669K 0.03% +36K +318.5% $14.03 +3.9%
42 PCF HIGH INCOME SECS FD Financial Services 102,563.0 $566K 0.03% +50K +95.1% $5.52 +2.5%
43 NUVEEN REAL ESTATE INCOME FD 14,906.0 $111K 0.01% +768.0 +5.4% $7.46
Page 3 of 3  ·  43 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 97.7%
Technology 1.6%
Real Estate 0.7%