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Portfolio (Quarterly) Guide ↗

RIVERNORTH CAPITAL MANAGEMENT, LLC

· CIK 0001447578
13F Portfolio $2.0B AUM 542 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 200 New 43 Added 66 Reduced 135 Exited
Page 1 of 4  ·  66 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 VKQ INVESCO MUNICIPAL TRUST Financial Services 4,387,056.0 $41.8M 2.09% -1.4M -23.9% $9.52 +0.1%
2 PML PIMCO MUN INCOME FD II Financial Services 4,251,528.0 $32.2M 1.61% -778K -15.5% $7.57 -2.2%
3 USA LIBERTY ALL STAR EQUITY FD Financial Services 5,196,239.0 $28.8M 1.44% -436K -7.8% $5.55 +3.2%
4 VMO INVESCO MUN OPPORTUNIT TR Financial Services 2,732,276.0 $26.0M 1.30% -1.3M -32.4% $9.51 +0.2%
5 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 1,138,597.0 $25.1M 1.26% -460K -28.8% $22.06 -2.4%
6 MUC BLACKROCK MUNIHLDNGS CALI Financial Services 2,258,360.0 $23.5M 1.17% -51K -2.2% $10.40 +2.0%
7 BTT BLACKROCK MUN TARGET TERM TR Financial Services 881,402.0 $20.0M 1.00% -285K -24.4% $22.70 -1.0%
8 MMU WESTERN ASSET MANAGED MUNS F Financial Services 1,938,808.0 $19.9M 1.00% -791K -29.0% $10.28 -1.6%
9 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 612,176.0 $15.8M 0.79% -585K -48.9% $25.88 +3.7%
10 BIT BLACKROCK MULTI SECTOR INC T Financial Services 1,218,113.0 $15.3M 0.76% -546K -30.9% $12.52 -1.2%
11 CGBD CARLYLE SECURED LENDING INC Financial Services 1,272,507.0 $13.9M 0.70% -628K -33.0% $10.94 +2.4%
12 BRW SABA CAPITAL INCOME & OPRNT Financial Services 2,003,606.0 $13.5M 0.68% -13K -0.7% $6.74 -0.6%
13 LEO BNY MELLON STRATEGIC MUNS IN Financial Services 1,985,192.0 $12.5M 0.62% -210K -9.6% $6.29 -0.2%
14 GLO CLOUGH GLOBAL OPPORTUNITIES Financial Services 2,234,485.0 $12.4M 0.62% -844K -27.4% $5.57 +7.4%
15 MPA BLACKROCK MUNIYIELD PA QUALI Financial Services 894,459.0 $9.9M 0.49% -173K -16.2% $11.03 +1.9%
16 GLQ CLOUGH GLOBAL EQUITY FD Financial Services 1,227,734.0 $9.2M 0.46% -101K -7.6% $7.53 +12.1%
17 WIW WESTERN AST INFL LKD OPP & I Financial Services 963,439.0 $8.2M 0.41% -166K -14.7% $8.46 +0.4%
18 LEGATO MERGER CORP III 665,550.0 $7.3M 0.37% -117K -15.0% $10.99
19 XAI OCTAGN FLT RAT & ALT INM 384,757.0 $6.6M 0.33% -463K -54.6% $17.18
20 CPZ CALAMOS LNG SHR EQT DYNAMIC Financial Services 462,511.0 $6.3M 0.31% -27K -5.5% $13.57 -4.2%
Page 1 of 4  ·  66 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 97.7%
Technology 1.6%
Real Estate 0.7%