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Portfolio (Quarterly) Guide ↗

RIVERNORTH CAPITAL MANAGEMENT, LLC

· CIK 0001447578
13F Portfolio $2.0B AUM 542 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 200 New 43 Added 66 Reduced 135 Exited
Page 2 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 BTT BLACKROCK MUN TARGET TERM TR Financial Services 881,402.0 $20.0M 1.00% -285K -24.4% $22.70 -1.0%
22 MMU WESTERN ASSET MANAGED MUNS F Financial Services 1,938,808.0 $19.9M 1.00% -791K -29.0% $10.28 -1.6%
23 BLACKROCK TECH AND PRIVATE E 2,570,038.0 $17.0M 0.85% NEW $6.60
24 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 1,722,732.0 $16.5M 0.83% +1.4M +411.5% $9.60 +2.0%
25 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 612,176.0 $15.8M 0.79% -585K -48.9% $25.88 +3.7%
26 BLUE OWL CAPITAL CORPORATION 1,426,822.0 $15.8M 0.79% +920K +181.6% $11.06
27 EIM EATON VANCE MUN BD FD Financial Services 1,610,948.0 $15.7M 0.79% +20K +1.3% $9.77 -0.2%
28 BIT BLACKROCK MULTI SECTOR INC T Financial Services 1,218,113.0 $15.3M 0.76% -546K -30.9% $12.52 -1.2%
29 MSDL MORGAN STANLEY DIRECT LENDIN Financial Services 1,052,351.0 $14.7M 0.73% +288K +37.6% $13.96 +9.0%
30 OAKTREE SPECIALTY LENDING 1,279,906.0 $14.5M 0.72% +12K +1.0% $11.30
31 CGBD CARLYLE SECURED LENDING INC Financial Services 1,272,507.0 $13.9M 0.70% -628K -33.0% $10.94 +2.4%
32 FIRST TR HIGH YIELD OPPRT 20 1,019,633.0 $13.8M 0.69% $13.53
33 BRW SABA CAPITAL INCOME & OPRNT Financial Services 2,003,606.0 $13.5M 0.68% -13K -0.7% $6.74 -0.6%
34 LEO BNY MELLON STRATEGIC MUNS IN Financial Services 1,985,192.0 $12.5M 0.62% -210K -9.6% $6.29 -0.2%
35 GLO CLOUGH GLOBAL OPPORTUNITIES Financial Services 2,234,485.0 $12.4M 0.62% -844K -27.4% $5.57 +7.4%
36 GRAF GLOBAL CORP 1,098,048.0 $11.8M 0.59% $10.71
37 BMEZ BLACKROCK HEALTH SCIENCES TE Financial Services 809,196.0 $11.6M 0.58% +161K +24.8% $14.36 -3.6%
38 AFB ALLIANCEBERNSTEIN NATL MUN I Financial Services 1,061,484.0 $11.3M 0.57% +22K +2.1% $10.69 +2.6%
39 CMU MFS HIGH YIELD MUN TR Financial Services 2,955,950.0 $10.6M 0.53% +325K +12.4% $3.58 -3.4%
40 RMT ROYCE MICRO-CAP TR INC Financial Services 898,550.0 $10.2M 0.51% +5K +0.6% $11.31 +17.2%
Page 2 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 97.7%
Technology 1.6%
Real Estate 0.7%