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Portfolio (Quarterly) Guide ↗

RIVERNORTH CAPITAL MANAGEMENT, LLC

· CIK 0001447578
13F Portfolio $2.0B AUM 542 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 200 New 43 Added 66 Reduced 135 Exited
Page 3 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 RVT ROYCE SMALL CAP TRUST INC Financial Services 601,975.0 $10.0M 0.50% +3K +0.5% $16.60 +8.6%
42 DSM BNY MELLON STRATEGIC MUN BD Financial Services 1,660,357.0 $10.0M 0.50% +825K +98.7% $6.01 +0.7%
43 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 692,896.0 $9.9M 0.49% $14.28 +0.8%
44 MPA BLACKROCK MUNIYIELD PA QUALI Financial Services 894,459.0 $9.9M 0.49% -173K -16.2% $11.03 +1.9%
45 HHH HOWARD HUGHES HOLDINGS INC Real Estate 149,204.0 $9.4M 0.47% +6K +4.3% $63.26 +2.2%
46 NBH NEUBERGER MUN FD INC Financial Services 929,775.0 $9.4M 0.47% $10.15 +1.6%
47 GLQ CLOUGH GLOBAL EQUITY FD Financial Services 1,227,734.0 $9.2M 0.46% -101K -7.6% $7.53 +12.1%
48 SBI WESTERN ASSET INTER MUNI Financial Services 1,187,933.0 $9.1M 0.46% +7K +0.6% $7.68 +0.8%
49 PSBD PALMER SQUARE CAPITAL BDC IN Financial Services 834,603.0 $8.2M 0.41% +254K +43.8% $9.77 +11.0%
50 WIW WESTERN AST INFL LKD OPP & I Financial Services 963,439.0 $8.2M 0.41% -166K -14.7% $8.46 +0.4%
51 NUVEEN PA INVT QUALITY MUN F 665,013.0 $7.9M 0.40% +17K +2.7% $11.93
52 LEGATO MERGER CORP III 665,550.0 $7.3M 0.37% -117K -15.0% $10.99
53 EIC EAGLE POINT INCOME COMPANY I Financial Services 774,059.0 $7.3M 0.36% +249K +47.4% $9.44 +14.1%
54 PNI PIMCO NEW YORK MUN FD II Financial Services 1,057,865.0 $7.2M 0.36% NEW $6.85 +0.9%
55 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 685,823.0 $7.1M 0.35% +258K +60.4% $10.30 +1.0%
56 XAI OCTAGN FLT RAT & ALT INM 384,757.0 $6.6M 0.33% -463K -54.6% $17.18
57 FGMC FG MERGER II CORP Financial Services 642,969.0 $6.5M 0.33% $10.10 +2.3%
58 CPZ CALAMOS LNG SHR EQT DYNAMIC Financial Services 462,511.0 $6.3M 0.31% -27K -5.5% $13.57 -4.2%
59 SOLARIUS CAPITAL ACQU CORP 610,630.0 $6.2M 0.31% $10.17
60 NUW NUVEEN AMT-FREE MUN VALUE FD Financial Services 419,476.0 $6.0M 0.30% -6K -1.4% $14.33 -2.0%
Page 3 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 97.7%
Technology 1.6%
Real Estate 0.7%