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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 1 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 QQQ INVESCO QQQ TR Financial Services 122,300.0 $75.2M 2.08% +3K +2.9% $615.09 +15.3%
2 SPY SPDR S&P 500 ETF TR Financial Services 87,921.0 $60.0M 1.66% +818.0 +0.9% $681.96 +8.4%
3 IVW ISHARES TR 433,977.0 $53.5M 1.48% +3K +0.7% $123.26 +10.9%
4 VOO VANGUARD INDEX FDS 80,619.0 $50.5M 1.39% +859.0 +1.1% $626.47 +8.5%
5 GOOG ALPHABET INC Communication Services 139,304.0 $43.7M 1.21% +1K +1.1% $313.77 +26.6%
6 LQD ISHARES TR 332,897.0 $36.7M 1.01% +10K +3.1% $110.33 -2.2%
7 SCHG SCHWAB STRATEGIC TR 977,872.0 $31.1M 0.86% +7K +0.7% $31.78 +7.8%
8 META META PLATFORMS INC Communication Services 40,343.0 $26.7M 0.74% +1K +2.9% $661.83 -6.6%
9 SHY ISHARES TR 294,513.0 $24.4M 0.67% +23K +8.5% $82.84 -0.9%
10 IJH ISHARES TR 362,261.0 $23.9M 0.66% +11K +3.2% $66.02 +9.4%
11 IJR ISHARES TR 193,672.0 $23.3M 0.64% +3K +1.7% $120.19 +11.4%
12 GLD SPDR GOLD TR Financial Services 58,988.0 $23.2M 0.64% +746.0 +1.3% $392.94 +8.7%
13 IVE ISHARES TR 106,012.0 $22.5M 0.62% +2K +1.6% $212.07 +5.4%
14 SCHD SCHWAB STRATEGIC TR 833,241.0 $22.4M 0.62% +19K +2.4% $26.93 +17.8%
15 TSLA TESLA INC Consumer Cyclical 48,487.0 $21.8M 0.60% +9K +23.3% $450.59 -1.6%
16 JPM JPMORGAN CHASE & CO. Financial Services 57,104.0 $18.5M 0.51% +463.0 +0.8% $324.63 -7.6%
17 LLY ELI LILLY & CO Healthcare 17,060.0 $18.4M 0.51% +825.0 +5.1% $1081.20 -6.9%
18 IAU ISHARES GOLD TR Financial Services 221,105.0 $17.9M 0.49% +5K +2.4% $81.17 +5.3%
19 IGIB ISHARES TR 326,676.0 $17.6M 0.49% +9K +2.8% $53.88 -2.1%
20 RDVY FIRST TR EXCHANGE TRADED FD 251,078.0 $17.5M 0.48% +15K +6.4% $69.51 +5.9%
Page 1 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%