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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 10 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 ANGL VANECK ETF TRUST 86,756.0 $2.5M 0.07% +9K +11.4% $29.36 -2.1%
182 FENI FIDELITY COVINGTON TRUST 68,804.0 $2.5M 0.07% +8K +13.7% $36.58 +7.5%
183 XBI SPDR SERIES TRUST 20,488.0 $2.5M 0.07% +18K +919.8% $121.97 +4.4%
184 MAGS LISTED FDS TR 37,407.0 $2.5M 0.07% +2K +6.1% $65.82 +4.5%
185 JIVE J P MORGAN EXCHANGE TRADED F 30,357.0 $2.4M 0.07% +1K +5.2% $80.28 +13.4%
186 GFI GOLD FIELDS LTD Basic Materials 55,407.0 $2.4M 0.07% +37K +203.7% $43.66 -9.8%
187 CEG CONSTELLATION ENERGY CORP Utilities 6,721.0 $2.4M 0.07% +460.0 +7.3% $353.24 -26.7%
188 PWR QUANTA SVCS INC Industrials 5,478.0 $2.3M 0.07% +402.0 +7.9% $428.47 +67.8%
189 XLB SELECT SECTOR SPDR TR 51,578.0 $2.3M 0.07% +27K +112.2% $45.35 +8.7%
190 CMS CMS ENERGY CORP Utilities 33,421.0 $2.3M 0.07% +2K +5.0% $69.93 +4.8%
191 SPSB SPDR SERIES TRUST 76,007.0 $2.3M 0.06% +5K +7.2% $30.50 -1.8%
192 LVHI LEGG MASON ETF INVT 61,733.0 $2.3M 0.06% +640.0 +1.1% $36.82 +12.3%
193 SPG SIMON PPTY GROUP INC NEW Real Estate 12,262.0 $2.3M 0.06% +4K +48.6% $185.10 +8.9%
194 BND VANGUARD BD INDEX FDS 30,361.0 $2.2M 0.06% +3K +9.8% $74.07 -2.2%
195 SRLN SSGA ACTIVE ETF TR 54,056.0 $2.2M 0.06% +4K +7.4% $41.27 -1.9%
196 RMIF ETF SER SOLUTIONS 89,811.0 $2.2M 0.06% +3K +3.6% $24.79 -2.6%
197 IDEV ISHARES TR 26,628.0 $2.2M 0.06% +783.0 +3.0% $82.48 +7.1%
198 SPYG SPDR SERIES TRUST 11,233.0 $2.2M 0.06% +109.0 +1.0% $194.66 -39.9%
199 IWV ISHARES TR 5,599.0 $2.2M 0.06% +234.0 +4.4% $386.86 +7.5%
200 PFXF VANECK ETF TRUST 121,770.0 $2.2M 0.06% +13K +11.9% $17.77 +2.8%
Page 10 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%