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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 12 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 PPA INVESCO EXCHANGE TRADED FD T 17,351.0 $1.9M 0.05% +163.0 +0.9% $111.58 +48.1%
222 FFLG FIDELITY COVINGTON TRUST 64,437.0 $1.9M 0.05% +2K +4.0% $29.94 +11.0%
223 CLX CLOROX CO DEL Consumer Defensive 19,128.0 $1.9M 0.05% +7K +64.1% $100.77 -10.2%
224 VOT VANGUARD INDEX FDS 6,740.0 $1.9M 0.05% +676.0 +11.2% $279.13 +0.9%
225 SPYM SPDR SERIES TRUST 23,389.0 $1.9M 0.05% +156.0 +0.7% $80.22 +7.7%
226 GIS GENERAL MLS INC Consumer Defensive 39,653.0 $1.8M 0.05% +497.0 +1.3% $46.50 -28.8%
227 AVDV AMERICAN CENTY ETF TR 19,220.0 $1.8M 0.05% +379.0 +2.0% $93.97 +13.9%
228 IYY ISHARES TR 10,868.0 $1.8M 0.05% +276.0 +2.6% $165.81 +7.6%
229 MSC INCOME FUND INC 133,692.0 $1.8M 0.05% +79K +143.2% $13.11
230 SYLD CAMBRIA ETF TR 24,245.0 $1.7M 0.05% +692.0 +2.9% $69.52 +10.6%
231 AGZD WISDOMTREE TR 74,169.0 $1.7M 0.05% +1K +1.6% $22.49 +0.5%
232 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 21,709.0 $1.7M 0.05% +3K +14.9% $76.67 +13.9%
233 KMB KIMBERLY-CLARK CORP Consumer Defensive 16,442.0 $1.7M 0.05% +714.0 +4.5% $101.09 -5.3%
234 BUFQ FIRST TR EXCHNG TRADED FD VI 78,927.0 $1.6M 0.04% +4K +5.7% $20.86 +85.6%
235 FDX FEDEX CORP Industrials 5,638.0 $1.6M 0.04% +3K +81.6% $288.89 +26.0%
236 DGRW WISDOMTREE TR 18,151.0 $1.6M 0.04% +418.0 +2.4% $89.43 +6.5%
237 DELL DELL TECHNOLOGIES INC Technology 13,090.0 $1.6M 0.04% +2K +23.0% $123.96 +89.2%
238 TJX TJX COS INC NEW Consumer Cyclical 10,540.0 $1.6M 0.04% +231.0 +2.2% $153.20 -2.4%
239 KR KROGER CO Consumer Defensive 25,738.0 $1.6M 0.04% +2K +6.2% $62.63 +10.9%
240 ADBE ADOBE INC Technology 4,582.0 $1.6M 0.04% +406.0 +9.7% $349.96 -25.7%
Page 12 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%