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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 18 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 MRVL MARVELL TECHNOLOGY INC Technology 9,929.0 $844K 0.02% +498.0 +5.3% $84.99 +108.1%
342 DGX QUEST DIAGNOSTICS INC Healthcare 4,804.0 $837K 0.02% +225.0 +4.9% $174.33 +7.0%
343 SPDW SPDR INDEX SHS FDS 18,850.0 $837K 0.02% +602.0 +3.3% $44.41 +11.5%
344 GXO GXO LOGISTICS INCORPORATED Industrials 15,632.0 $823K 0.02% +1K +9.1% $52.64 -8.5%
345 MIDCAP FINANCIAL INVSTMNT CO 71,842.0 $822K 0.02% +583.0 +0.8% $11.44
346 SRET GLOBAL X FDS 37,724.0 $821K 0.02% +5K +16.9% $21.78 +2.5%
347 FTC FIRST TR EXCHANGE-TRADED ALP 4,971.0 $795K 0.02% +132.0 +2.7% $159.87 +8.2%
348 JBBB JANUS DETROIT STR TR 16,650.0 $794K 0.02% +2K +11.6% $47.70 -0.7%
349 FFSM FIDELITY COVINGTON TRUST 25,825.0 $793K 0.02% +3K +13.4% $30.69 +13.7%
350 EWH ISHARES INC 37,180.0 $790K 0.02% +10K +37.2% $21.25 +12.8%
351 ICVT ISHARES TR 7,997.0 $788K 0.02% +532.0 +7.1% $98.50 +17.1%
352 JFR NUVEEN FLOATING RATE INCOME Financial Services 97,963.0 $768K 0.02% +8K +8.9% $7.84 -4.6%
353 PNR PENTAIR PLC Industrials 7,338.0 $768K 0.02% +460.0 +6.7% $104.64 -30.5%
354 IHI ISHARES TR 12,301.0 $764K 0.02% +454.0 +3.8% $62.15 -19.9%
355 VRTX VERTEX PHARMACEUTICALS INC Healthcare 1,686.0 $764K 0.02% +54.0 +3.3% $453.33 -3.6%
356 IAT ISHARES TR 13,690.0 $755K 0.02% +4K +34.7% $55.15 +1.3%
357 EXC EXELON CORP Utilities 17,288.0 $754K 0.02% +998.0 +6.1% $43.59 -0.5%
358 DNP DNP SELECT INCOME FD INC Financial Services 75,245.0 $752K 0.02% +2K +3.0% $10.00 +6.2%
359 VONV VANGUARD SCOTTSDALE FDS 8,082.0 $746K 0.02% +275.0 +3.5% $92.31 +10.6%
360 JMUB J P MORGAN EXCHANGE TRADED F 14,679.0 $741K 0.02% +3K +21.8% $50.50 -1.0%
Page 18 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%