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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 19 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 ADI ANALOG DEVICES INC Technology 2,715.0 $736K 0.02% +385.0 +16.5% $271.21 +54.3%
362 SPLV INVESCO EXCH TRADED FD TR II 10,273.0 $734K 0.02% +183.0 +1.8% $71.42 +2.6%
363 OHI OMEGA HEALTHCARE INVS INC Real Estate 16,479.0 $731K 0.02% +125.0 +0.8% $44.34 +6.7%
364 ECH ISHARES INC 17,918.0 $725K 0.02% +5K +38.4% $40.48 -1.6%
365 KKR KKR & CO INC Financial Services 4,345.0 $713K 0.02% +275.0 +6.8% $164.11 -40.9%
366 TDVG T ROWE PRICE ETF INC 15,769.0 $709K 0.02% +537.0 +3.5% $44.97 +5.5%
367 THC TENET HEALTHCARE CORP Healthcare 3,568.0 $709K 0.02% +212.0 +6.3% $198.72 -1.0%
368 TRFK PACER FDS TR 11,055.0 $708K 0.02% +6K +125.4% $64.06 +40.1%
369 EFC ELLINGTON FINANCIAL INC Real Estate 52,146.0 $708K 0.02% +1K +2.6% $13.58 -1.8%
370 AHR AMERICAN HEALTHCARE REIT INC Real Estate 14,969.0 $704K 0.02% +639.0 +4.5% $47.06 +4.9%
371 QXO QXO INC Industrials 36,468.0 $703K 0.02% +2K +7.1% $19.29 -15.3%
372 JCPB J P MORGAN EXCHANGE TRADED F 14,836.0 $702K 0.02% +153.0 +1.0% $47.35 -1.9%
373 SLYG SPDR SERIES TRUST 9,408.0 $702K 0.02% +526.0 +5.9% $74.63 +42.0%
374 SIVR ABRDN SILVER ETF TRUST Financial Services 10,238.0 $693K 0.02% +3K +46.2% $67.64 +8.7%
375 OMFL INVESCO EXCH TRD SLF IDX FD 11,326.0 $692K 0.02% +519.0 +4.8% $61.13 +10.3%
376 CGCB CAPITAL GRP FIXED INCM ETF T 26,063.0 $691K 0.02% +567.0 +2.2% $26.52 -2.1%
377 AOM ISHARES TR 14,441.0 $689K 0.02% +1K +8.4% $47.73 +2.7%
378 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 19,622.0 $687K 0.02% +3K +20.3% $35.02 -3.6%
379 SPEM SPDR INDEX SHS FDS 14,669.0 $687K 0.02% +3K +22.8% $46.81 +8.8%
380 SMLF ISHARES TR 9,033.0 $676K 0.02% +1K +18.3% $74.88 +9.2%
Page 19 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%