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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 2 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 AGG ISHARES TR 169,983.0 $17.0M 0.47% +2K +1.1% $100.01 -2.0%
22 XLK SELECT SECTOR SPDR TR 110,748.0 $15.7M 0.43% +59K +114.3% $142.14 +24.1%
23 VTI VANGUARD INDEX FDS 43,308.0 $14.5M 0.40% +4K +10.3% $335.83 +8.0%
24 SLV ISHARES SILVER TR Financial Services 219,910.0 $14.4M 0.40% +23K +11.5% $65.29 +5.8%
25 CAT CATERPILLAR INC Industrials 24,811.0 $14.2M 0.39% +4K +18.4% $574.28 +54.7%
26 COST COSTCO WHSL CORP NEW Consumer Defensive 15,907.0 $13.7M 0.38% +280.0 +1.8% $862.34 +20.7%
27 ABBV ABBVIE INC Healthcare 59,304.0 $13.6M 0.37% +383.0 +0.7% $228.55 -7.9%
28 VTV VANGUARD INDEX FDS 70,078.0 $13.4M 0.37% +2K +2.6% $191.37 +8.0%
29 IBM INTERNATIONAL BUSINESS MACHS Technology 44,588.0 $13.2M 0.36% +5K +13.2% $296.29 -26.3%
30 WMT WALMART INC Consumer Defensive 112,116.0 $12.5M 0.35% +3K +2.6% $111.87 +18.4%
31 CGDV CAPITAL GROUP DIVIDEND VALUE 280,829.0 $12.3M 0.34% +54K +24.1% $43.86 +9.0%
32 CVX CHEVRON CORP NEW Energy 80,592.0 $12.3M 0.34% +4K +5.1% $152.41 +22.5%
33 IGSB ISHARES TR 230,375.0 $12.2M 0.34% +10K +4.8% $52.88 -1.2%
34 JNJ JOHNSON & JOHNSON Healthcare 56,956.0 $11.8M 0.33% +5K +8.9% $206.95 +11.5%
35 VEA VANGUARD TAX-MANAGED FDS 181,456.0 $11.4M 0.31% +2K +1.3% $62.62 +10.3%
36 IEFA ISHARES TR 126,760.0 $11.3M 0.31% +15K +13.7% $89.53 +6.4%
37 RSP INVESCO EXCHANGE TRADED FD T 55,806.0 $10.6M 0.29% +479.0 +0.9% $190.18 +6.0%
38 XLF SELECT SECTOR SPDR TR 190,663.0 $10.5M 0.29% +22K +12.9% $54.83 -6.7%
39 MU MICRON TECHNOLOGY INC Technology 36,634.0 $10.5M 0.29% +10K +35.4% $285.27 +172.0%
40 XOM EXXON MOBIL CORP Energy 86,191.0 $10.4M 0.29% +8K +10.8% $120.34 +27.0%
Page 2 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%