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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 22 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 EPI WISDOMTREE TR 10,780.0 $499K 0.01% +1K +11.4% $46.29 -9.7%
422 QQQI NEOS ETF TRUST 9,250.0 $498K 0.01% +2K +27.8% $53.86 +4.6%
423 ARKQ ARK ETF TR 4,280.0 $491K 0.01% +1K +38.2% $114.67 +14.7%
424 XMVM INVESCO EXCHANGE TRADED FD T 7,423.0 $486K 0.01% +266.0 +3.7% $65.45 +4.5%
425 DIVI FRANKLIN TEMPLETON ETF TR 12,382.0 $482K 0.01% +3K +25.6% $38.89 +9.4%
426 URA GLOBAL X FDS 11,146.0 $476K 0.01% +409.0 +3.8% $42.73 +13.9%
427 SPYX SPDR SERIES TRUST 8,440.0 $474K 0.01% +51.0 +0.6% $56.19 +7.5%
428 HRL HORMEL FOODS CORP Consumer Defensive 19,766.0 $468K 0.01% +5K +31.4% $23.70 -16.7%
429 ENTERGY CORP NEW 5,029.0 $465K 0.01% +448.0 +9.8% $92.44
430 TPHD TIMOTHY PLAN 11,993.0 $462K 0.01% +132.0 +1.1% $38.53 +7.3%
431 ULTA ULTA BEAUTY INC Consumer Cyclical 747.0 $452K 0.01% +39.0 +5.5% $604.76 -18.3%
432 IBIT ISHARES BITCOIN TRUST ETF Financial Services 9,290.0 $446K 0.01% +4K +60.5% $48.05 -9.4%
433 PSTG PURE STORAGE INC Technology 6,548.0 $439K 0.01% +372.0 +6.0% $67.01 +30.3%
434 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 84,926.0 $438K 0.01% +821.0 +1.0% $5.16 +1.0%
435 SPYD SPDR SERIES TRUST 10,045.0 $434K 0.01% +197.0 +2.0% $43.25 +8.3%
436 TXRH TEXAS ROADHOUSE INC Consumer Cyclical 2,598.0 $431K 0.01% +36.0 +1.4% $166.00 +7.2%
437 RWL INVESCO EXCH TRADED FD TR II 3,766.0 $431K 0.01% +417.0 +12.4% $114.49 +9.2%
438 QBTS D-WAVE QUANTUM INC Technology 16,329.0 $431K 0.01% +560.0 +3.5% $26.39 -22.9%
439 VRP INVESCO EXCH TRADED FD TR II 17,625.0 $429K 0.01% +4K +32.9% $24.33 -0.4%
440 QDEC FIRST TR EXCHNG TRADED FD VI 13,182.0 $429K 0.01% +73.0 +0.6% $32.53 +7.9%
Page 22 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%