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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 23 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 CRK COMSTOCK RES INC Energy 18,369.0 $426K 0.01% +2K +14.7% $23.18 -36.1%
442 ZTS ZOETIS INC Healthcare 3,401.0 $424K 0.01% +124.0 +3.8% $124.78 -40.5%
443 FDMO FIDELITY COVINGTON TRUST 5,020.0 $421K 0.01% +1K +38.1% $83.96 +9.0%
444 VT VANGUARD INTL EQUITY INDEX F 2,981.0 $421K 0.01% +196.0 +7.0% $141.07 +9.0%
445 PID INVESCO EXCHANGE TRADED FD T 18,946.0 $417K 0.01% +760.0 +4.2% $22.00 +4.1%
446 TMFE RBB FD INC 38,105.0 $416K 0.01% +7K +21.1% $10.91 +174.2%
447 EWM ISHARES INC 15,160.0 $415K 0.01% +7K +93.7% $27.36 +7.6%
448 HSCZ ISHARES TR 10,639.0 $414K 0.01% +1K +11.2% $38.91 +9.3%
449 IIPR INNOVATIVE INDL PPTYS INC Real Estate 8,737.0 $414K 0.01% +803.0 +10.1% $47.37 +14.0%
450 APA APA CORPORATION Energy 16,874.0 $413K 0.01% +3K +20.6% $24.48 +64.0%
451 IGRO ISHARES TR 4,982.0 $412K 0.01% +65.0 +1.3% $82.78 +6.0%
452 JHMM JOHN HANCOCK EXCHANGE TRADED 6,289.0 $412K 0.01% +2K +36.0% $65.48 +8.5%
453 EIDO ISHARES TR 21,473.0 $402K 0.01% +10K +92.7% $18.72 -25.5%
454 RYLD GLOBAL X FDS 26,235.0 $401K 0.01% +825.0 +3.2% $15.30 +0.6%
455 CGW INVESCO EXCH TRADED FD TR II 6,254.0 $394K 0.01% +320.0 +5.4% $63.01 -1.3%
456 FLMI FRANKLIN TEMPLETON ETF TR 15,827.0 $394K 0.01% +2K +12.1% $24.87 -0.4%
457 RDVI FIRST TR EXCHANGE-TRADED FD 14,999.0 $393K 0.01% +2K +18.3% $26.23 +3.3%
458 CMB.TECH NV 40,257.0 $388K 0.01% +22K +119.5% $9.65
459 PKB INVESCO EXCHANGE TRADED FD T 4,152.0 $384K 0.01% +361.0 +9.5% $92.59 +8.8%
460 SCHV SCHWAB STRATEGIC TR 12,659.0 $375K 0.01% +614.0 +5.1% $29.61 +10.2%
Page 23 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%