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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 24 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 UVV UNIVERSAL CORP VA Consumer Defensive 7,089.0 $374K 0.01% +493.0 +7.5% $52.75 +1.4%
462 SPLB SPDR SERIES TRUST 16,322.0 $369K 0.01% +423.0 +2.7% $22.58 -3.0%
463 ESGG FLEXSHARES TR 1,787.0 $367K 0.01% +34.0 +1.9% $205.24 +9.3%
464 PTF INVESCO EXCHANGE TRADED FD T 4,769.0 $365K 0.01% +432.0 +10.0% $76.49 +50.0%
465 WULF TERAWULF INC Financial Services 31,550.0 $363K 0.01% +2K +6.7% $11.49 +94.3%
466 TIPX SPDR SERIES TRUST 18,886.0 $360K 0.01% +2K +10.0% $19.08 +0.4%
467 APIE TRUST FOR PROFESSIONAL MANAG 10,137.0 $360K 0.01% +765.0 +8.2% $35.51 +5.4%
468 AR ANTERO RESOURCES CORP Energy 10,445.0 $360K 0.01% +1K +11.1% $34.46 +11.3%
469 VTWO VANGUARD SCOTTSDALE FDS 3,593.0 $358K 0.01% +180.0 +5.3% $99.51 +12.1%
470 GWX SPDR INDEX SHS FDS 8,748.0 $357K 0.01% +2K +37.5% $40.86 +11.7%
471 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 8,269.0 $352K 0.01% +202.0 +2.5% $42.55 +5.6%
472 FDD FIRST TR EXCHANGE-TRADED FD 19,966.0 $349K 0.01% +3K +20.8% $17.50 +12.0%
473 IWX ISHARES TR 3,790.0 $348K 0.01% +1K +47.2% $91.86 +10.8%
474 TM TOYOTA MOTOR CORP Consumer Cyclical 1,626.0 $348K 0.01% +278.0 +20.6% $214.08 -10.9%
475 VBK VANGUARD INDEX FDS 1,147.0 $347K 0.01% +40.0 +3.6% $302.21 +10.7%
476 HCA HCA HEALTHCARE INC Healthcare 738.0 $345K 0.01% +119.0 +19.2% $466.88 -9.4%
477 INCO COLUMBIA ETF TR II 5,308.0 $344K 0.01% +356.0 +7.2% $64.81 -11.8%
478 VGIT VANGUARD SCOTTSDALE FDS 5,658.0 $339K 0.01% +127.0 +2.3% $59.93 -2.2%
479 CCJ CAMECO CORP Energy 3,684.0 $337K 0.01% +64.0 +1.8% $91.49 +14.9%
480 XYLD GLOBAL X FDS 8,226.0 $334K 0.01% +518.0 +6.7% $40.63 -1.2%
Page 24 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%