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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 26 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 BUYW NORTHERN LTS FD TR IV 20,972.0 $300K 0.01% +10K +88.7% $14.32 +1.0%
502 IRM IRON MTN INC DEL Real Estate 3,605.0 $299K 0.01% +193.0 +5.7% $83.05 +49.3%
503 FMDE FIDELITY COVINGTON TRUST 8,111.0 $295K 0.01% +2K +31.5% $36.38 +4.9%
504 GCOW PACER FDS TR 7,147.0 $295K 0.01% +555.0 +8.4% $41.22 +13.1%
505 CGTX COGNITION THERAPEUTICS INC Healthcare 216,165.0 $295K 0.01% +89K +70.1% $1.36 -18.5%
506 AZO AUTOZONE INC Consumer Cyclical 86.0 $292K 0.01% +3.0 +3.6% $3391.50 -1.3%
507 IYE ISHARES TR 6,127.0 $291K 0.01% +294.0 +5.0% $47.53 +36.2%
508 OZK BANK OZK LITTLE ROCK ARK Financial Services 6,291.0 $290K 0.01% +713.0 +12.8% $46.02 +2.8%
509 IOT SAMSARA INC Technology 8,161.0 $289K 0.01% +556.0 +7.3% $35.45 -13.6%
510 IGLB ISHARES TR 5,714.0 $288K 0.01% +1K +34.1% $50.45 -3.6%
511 IYG ISHARES TR 3,121.0 $288K 0.01% +434.0 +16.1% $92.26 -6.9%
512 RGTI RIGETTI COMPUTING INC Technology 13,181.0 $288K 0.01% +1K +11.7% $21.81 -23.8%
513 IWB ISHARES TR 763.0 $285K 0.01% +14.0 +1.9% $373.37 +7.1%
514 NEW GOLD INC CDA 32,410.0 $282K 0.01% +6K +22.8% $8.71
515 RING ISHARES INC 3,990.0 $281K 0.01% +641.0 +19.1% $70.53 +3.5%
516 SOXQ INVESCO EXCH TRADED FD TR II 5,027.0 $280K 0.01% +50.0 +1.0% $55.77 +59.6%
517 ODDITY TECH LTD 6,930.0 $278K 0.01% +1K +22.9% $40.18
518 BBDC BARINGS BDC INC Financial Services 30,301.0 $278K 0.01% +2K +6.2% $9.18 -8.4%
519 APLE APPLE HOSPITALITY REIT INC Real Estate 23,382.0 $277K 0.01% +457.0 +2.0% $11.85 +18.0%
520 FALN ISHARES TR 10,116.0 $276K 0.01% +208.0 +2.1% $27.30 -2.1%
Page 26 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%