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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 27 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 ES EVERSOURCE ENERGY Utilities 4,075.0 $274K 0.01% +282.0 +7.4% $67.32 +0.4%
522 EIPI FIRST TR EXCHNG TRADED FD VI 13,782.0 $274K 0.01% +2K +13.1% $19.87 +14.1%
523 KRE SPDR SERIES TRUST 4,208.0 $273K 0.01% +63.0 +1.5% $64.81 +4.9%
524 POR PORTLAND GEN ELEC CO Utilities 5,663.0 $272K 0.01% +210.0 +3.9% $47.99 +0.2%
525 ZION ZIONS BANCORPORATION N A Financial Services 4,638.0 $271K 0.01% +127.0 +2.8% $58.54 +3.5%
526 MSI MOTOROLA SOLUTIONS INC Technology 1,018.0 $268K 0.01% +91.0 +9.8% $263.55 +51.8%
527 DRD DRDGOLD LIMITED Basic Materials 8,543.0 $265K 0.01% +300.0 +3.6% $31.01 -13.4%
528 WAB WABTEC Industrials 1,220.0 $260K 0.01% +40.0 +3.4% $213.47 +22.6%
529 PINK SIMPLIFY EXCHANGE TRADED FUN 7,043.0 $258K 0.01% +550.0 +8.5% $36.60 -0.1%
530 WY WEYERHAEUSER CO MTN BE Real Estate 10,634.0 $256K 0.01% +736.0 +7.4% $24.08 -4.7%
531 GOVT ISHARES TR 11,099.0 $256K 0.01% +2K +16.8% $23.03 -2.0%
532 SCZ ISHARES TR 3,295.0 $255K 0.01% +117.0 +3.7% $77.54 +8.9%
533 TPLC TIMOTHY PLAN 5,551.0 $252K 0.01% +473.0 +9.3% $45.45 +5.5%
534 SOMNIGROUP INTERNATIONAL INC 2,789.0 $249K 0.01% +98.0 +3.6% $89.29
535 FFOG FRANKLIN TEMPLETON ETF TR 5,314.0 $249K 0.01% +242.0 +4.8% $46.79 +5.3%
536 EUFN ISHARES TR 6,611.0 $245K 0.01% +98.0 +1.5% $37.09 +1.5%
537 MUNI PIMCO ETF TR 4,632.0 $243K 0.01% +202.0 +4.6% $52.41 -0.7%
538 AGI ALAMOS GOLD INC NEW Basic Materials 11,795.0 $234K 0.01% +557.0 +5.0% $19.80 +103.5%
539 ACWV ISHARES INC 1,946.0 $231K 0.01% +267.0 +15.9% $118.73 +2.3%
540 BIDU BAIDU INC Communication Services 1,734.0 $227K 0.01% +22.0 +1.3% $130.66 +5.4%
Page 27 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%