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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 29 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 SPY PUT SPDR S&P 500 ETF TR Financial Services 24,600.0 $89K 0.00% +700.0 +2.9% $3.60 +20411.3%
562 XRX XEROX HOLDINGS CORP Technology 36,344.0 $86K 0.00% +8K +28.1% $2.37 +13.0%
563 UBER CALL UBER TECHNOLOGIES INC Technology 21,000.0 $4K +1K +5.0% $0.21 +35749.0%
564 NWL PUT NEWELL BRANDS INC Consumer Defensive 39,100.0 $4K +17K +77.7% $0.10 +3683.5%
Page 29 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%