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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 3 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 IMCG ISHARES TR 127,905.0 $10.2M 0.28% +2K +1.9% $79.84 +11.9%
42 USIG ISHARES TR 188,950.0 $9.8M 0.27% +6K +3.1% $51.77 -1.8%
43 VIG VANGUARD SPECIALIZED FUNDS 43,207.0 $9.5M 0.26% +794.0 +1.9% $219.78 +4.4%
44 NEE NEXTERA ENERGY INC Utilities 117,200.0 $9.4M 0.26% +13K +12.2% $80.17 +19.3%
45 IEMG ISHARES INC 137,682.0 $9.3M 0.26% +3K +1.9% $67.29 +18.1%
46 WM WASTE MGMT INC DEL Industrials 41,587.0 $9.2M 0.25% +1K +3.4% $221.29 -1.1%
47 CRWD CROWDSTRIKE HLDGS INC Technology 19,293.0 $8.9M 0.25% +2K +9.8% $463.43 +25.1%
48 VUG VANGUARD INDEX FDS 17,580.0 $8.6M 0.24% +994.0 +6.0% $487.85 -82.1%
49 SMH VANECK ETF TRUST 22,130.0 $8.4M 0.23% +720.0 +3.4% $381.43 +45.9%
50 BNDX VANGUARD CHARLOTTE FDS 174,392.0 $8.4M 0.23% +10K +5.9% $48.24 -1.4%
51 VGT VANGUARD WORLD FD 11,315.0 $8.3M 0.23% +466.0 +4.3% $734.79 -84.6%
52 XLV SELECT SECTOR SPDR TR 52,675.0 $8.2M 0.23% +7K +15.3% $154.87 -6.3%
53 XLU SELECT SECTOR SPDR TR 173,429.0 $8.1M 0.22% +89K +104.4% $46.62 -5.9%
54 SECT NORTHERN LTS FD TR IV 124,820.0 $8.1M 0.22% +10K +8.4% $64.69 +6.1%
55 PG PROCTER AND GAMBLE CO Consumer Defensive 55,502.0 $8.0M 0.22% +3K +5.0% $144.44 -1.2%
56 VCSH VANGUARD SCOTTSDALE FDS 100,207.0 $8.0M 0.22% +2K +1.9% $79.73 -1.2%
57 VO VANGUARD INDEX FDS 27,208.0 $7.9M 0.22% +560.0 +2.1% $291.35 -73.7%
58 VZ VERIZON COMMUNICATIONS INC Communication Services 193,509.0 $7.9M 0.22% +23K +13.8% $40.70 +15.6%
59 CIBR FIRST TR EXCHANGE TRADED FD 107,597.0 $7.7M 0.21% +900.0 +0.8% $71.45 +10.6%
60 FBND FIDELITY MERRIMACK STR TR 166,257.0 $7.7M 0.21% +2K +1.0% $46.04 -1.8%
Page 3 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%