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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 4 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 PSFF PACER FDS TR 236,403.0 $7.6M 0.21% +6K +2.6% $32.33 +4.9%
62 NFLX NETFLIX INC Communication Services 79,537.0 $7.6M 0.21% +72K +952.8% $95.19 -8.6%
63 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 23,150.0 $7.2M 0.20% +1K +6.8% $312.74 +29.3%
64 USHY ISHARES TR 192,492.0 $7.2M 0.20% +10K +5.5% $37.39 -1.6%
65 IJT ISHARES TR 49,040.0 $7.1M 0.20% +1K +3.0% $144.32 +10.0%
66 FBCG FIDELITY COVINGTON TRUST 118,029.0 $6.5M 0.18% +4K +3.3% $54.84 +10.0%
67 ONEQ FIDELITY COMWLTH TR 69,584.0 $6.4M 0.18% +2K +2.8% $91.40 +12.4%
68 SGOV ISHARES TR 62,820.0 $6.3M 0.17% +791.0 +1.3% $100.38 +0.2%
69 SPMO INVESCO EXCH TRADED FD TR II 52,759.0 $6.3M 0.17% +6K +12.7% $119.32 +18.5%
70 VWO VANGUARD INTL EQUITY INDEX F 115,913.0 $6.2M 0.17% +2K +1.9% $53.76 +8.8%
71 HON HONEYWELL INTL INC Industrials 31,756.0 $6.2M 0.17% +5K +18.6% $195.22 +9.2%
72 IXC ISHARES TR 147,430.0 $6.2M 0.17% +3K +2.1% $41.93 +36.4%
73 DIA SPDR DOW JONES INDL AVERAGE Financial Services 12,483.0 $6.1M 0.17% +491.0 +4.1% $485.17 +2.4%
74 VB VANGUARD INDEX FDS 23,476.0 $6.1M 0.17% +273.0 +1.2% $257.95 +9.1%
75 CGGR CAPITAL GROUP GROWTH ETF 135,196.0 $6.1M 0.17% +9K +7.4% $44.79 +1.9%
76 IJS ISHARES TR 52,699.0 $6.0M 0.17% +1K +2.5% $113.72 +11.0%
77 VOOG VANGUARD ADMIRAL FDS INC 13,412.0 $6.0M 0.17% +957.0 +7.7% $444.59 -81.6%
78 ZALT INNOVATOR ETFS TRUST 182,789.0 $6.0M 0.16% +28K +18.2% $32.57 +3.2%
79 FVD FIRST TR EXCHANGE-TRADED FD 129,012.0 $5.9M 0.16% +25K +23.5% $46.08 +2.7%
80 AMGN AMGEN INC Healthcare 17,992.0 $5.9M 0.16% +3K +24.1% $327.32 -0.9%
Page 4 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%