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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 5 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 XLI SELECT SECTOR SPDR TR 37,578.0 $5.8M 0.16% +2K +6.1% $155.12 +9.7%
82 MSTB ETF SER SOLUTIONS 145,731.0 $5.8M 0.16% +4K +3.2% $39.92 +7.0%
83 DUKQ NORTHERN LIGHTS FD TR 208,454.0 $5.8M 0.16% +6K +3.2% $27.87 +7.9%
84 PEP PEPSICO INC Consumer Defensive 41,393.0 $5.8M 0.16% +306.0 +0.7% $139.18 +6.0%
85 MS MORGAN STANLEY Financial Services 32,142.0 $5.7M 0.16% +328.0 +1.0% $177.53 +8.2%
86 IWP ISHARES TR 40,959.0 $5.6M 0.15% +4K +10.4% $137.18 -1.0%
87 PACER FDS TR 222,879.0 $5.6M 0.15% +6K +2.8% $25.10
88 IGV ISHARES TR 52,355.0 $5.5M 0.15% +2K +4.9% $105.69 -12.6%
89 JAAA JANUS DETROIT STR TR 108,665.0 $5.5M 0.15% +20K +22.8% $50.58 +0.1%
90 VCIT VANGUARD SCOTTSDALE FDS 64,732.0 $5.5M 0.15% +2K +3.7% $84.45 -3.0%
91 BA BOEING CO Industrials 24,763.0 $5.4M 0.15% +4K +17.5% $217.10 +0.4%
92 WFC WELLS FARGO CO NEW Financial Services 57,606.0 $5.4M 0.15% +775.0 +1.4% $93.20 -20.3%
93 BLV VANGUARD BD INDEX FDS 76,827.0 $5.3M 0.15% +12K +17.8% $69.55 -3.4%
94 KO COCA COLA CO Consumer Defensive 76,245.0 $5.3M 0.15% +872.0 +1.2% $69.91 +15.6%
95 XLE SELECT SECTOR SPDR TR 118,854.0 $5.3M 0.15% +59K +98.6% $44.59 +35.5%
96 GE GE AEROSPACE Industrials 16,778.0 $5.2M 0.14% +2K +14.0% $308.03 -7.5%
97 CSCO CISCO SYS INC Technology 66,535.0 $5.1M 0.14% +11K +19.9% $77.03 +52.5%
98 FLRT PACER FDS TR 106,960.0 $5.0M 0.14% +10K +9.8% $47.18 -0.6%
99 LOW LOWES COS INC Consumer Cyclical 20,663.0 $5.0M 0.14% +523.0 +2.6% $241.16 -8.9%
100 MRK MERCK & CO INC Healthcare 46,968.0 $4.9M 0.14% +10K +28.3% $105.27 +6.3%
Page 5 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%