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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 7 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 PFE PFIZER INC Healthcare 166,073.0 $4.1M 0.11% +10K +6.3% $24.90 +1.6%
122 CLS CELESTICA INC Technology 13,907.0 $4.1M 0.11% +2K +17.4% $295.60 +15.0%
123 GDX VANECK ETF TRUST 44,392.0 $4.1M 0.11% +13K +43.1% $92.43 -8.0%
124 XLY SELECT SECTOR SPDR TR 33,982.0 $4.1M 0.11% +17K +100.9% $119.41 -4.0%
125 PLTM GRANITESHARES PLATINUM TR Financial Services 205,485.0 $4.1M 0.11% +98K +92.0% $19.73 -5.4%
126 DYNF BLACKROCK ETF TRUST 65,443.0 $4.0M 0.11% +21K +47.7% $61.16 +7.6%
127 JEPQ J P MORGAN EXCHANGE TRADED F 68,591.0 $4.0M 0.11% +615.0 +0.9% $58.13 +2.7%
128 AXP AMERICAN EXPRESS CO Financial Services 10,610.0 $3.9M 0.11% +76.0 +0.7% $369.93 -16.6%
129 BSV VANGUARD BD INDEX FDS 49,694.0 $3.9M 0.11% +1K +2.2% $78.79 -1.4%
130 PULS PGIM ETF TR 78,720.0 $3.9M 0.11% +5K +7.4% $49.47 +0.3%
131 VYM VANGUARD WHITEHALL FDS 26,811.0 $3.8M 0.11% +1K +4.0% $143.60 +8.3%
132 VNQ VANGUARD INDEX FDS 41,792.0 $3.7M 0.10% +2K +4.6% $89.51 +5.7%
133 NEAR ISHARES U S ETF TR 72,023.0 $3.7M 0.10% +9K +14.0% $51.10 -1.0%
134 QDPL PACER FDS TR 85,812.0 $3.7M 0.10% +9K +12.0% $42.61 +5.3%
135 CME CME GROUP INC Financial Services 13,272.0 $3.6M 0.10% +84.0 +0.6% $273.34 +11.8%
136 OEF ISHARES TR 10,530.0 $3.6M 0.10% +160.0 +1.5% $342.97 +7.1%
137 O REALTY INCOME CORP Real Estate 64,042.0 $3.6M 0.10% +4K +6.1% $56.37 +9.2%
138 NOC NORTHROP GRUMMAN CORP Industrials 6,205.0 $3.5M 0.10% +135.0 +2.2% $570.23 -3.1%
139 PVAL PUTNAM ETF TRUST 77,404.0 $3.5M 0.10% +11K +16.2% $45.57 +8.3%
140 PRU PRUDENTIAL FINL INC Financial Services 31,037.0 $3.5M 0.10% +468.0 +1.5% $112.88 -9.8%
Page 7 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%