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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 8 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 GILD GILEAD SCIENCES INC Healthcare 28,061.0 $3.4M 0.10% +9K +47.5% $122.74 +5.6%
142 SUB ISHARES TR 31,952.0 $3.4M 0.09% +1K +3.6% $106.70 -0.6%
143 MO ALTRIA GROUP INC Consumer Defensive 59,063.0 $3.4M 0.09% +2K +2.8% $57.67 +27.8%
144 LMBS FIRST TR EXCHANGE-TRADED FD 68,044.0 $3.4M 0.09% +13K +23.8% $49.99 -0.7%
145 APP APPLOVIN CORP Technology 5,044.0 $3.4M 0.09% +185.0 +3.8% $673.80 -29.2%
146 IWS ISHARES TR 24,017.0 $3.4M 0.09% +2K +7.5% $141.05 +9.6%
147 VEU VANGUARD INTL EQUITY INDEX F 45,925.0 $3.4M 0.09% +528.0 +1.2% $73.56 +9.8%
148 VOE VANGUARD INDEX FDS 18,813.0 $3.3M 0.09% +562.0 +3.1% $177.37 +7.8%
149 ARCC ARES CAPITAL CORP Financial Services 163,477.0 $3.3M 0.09% +15K +10.3% $20.23 -8.2%
150 IEF ISHARES TR 34,335.0 $3.3M 0.09% +2K +6.4% $96.16 -3.2%
151 SHYG ISHARES TR 76,622.0 $3.3M 0.09% +3K +4.6% $42.87 -1.6%
152 VONE VANGUARD SCOTTSDALE FDS 10,499.0 $3.2M 0.09% +403.0 +4.0% $309.05 +7.0%
153 WCPB NORTHERN LTS FD TR II 125,785.0 $3.2M 0.09% +7K +5.6% $25.54 -2.1%
154 AMAT APPLIED MATLS INC Technology 12,466.0 $3.2M 0.09% +3K +31.2% $257.00 +58.3%
155 VPU VANGUARD WORLD FD 28,769.0 $3.2M 0.09% +2K +6.5% $111.26 +72.6%
156 STIP ISHARES TR 31,059.0 $3.2M 0.09% +7K +28.9% $102.39 +1.0%
157 JMST J P MORGAN EXCHANGE TRADED F 61,329.0 $3.1M 0.09% +2K +2.8% $50.94 -0.2%
158 MEAR ISHARES U S ETF TR 61,715.0 $3.1M 0.09% +7K +12.9% $50.32 -0.3%
159 DVY ISHARES TR 21,958.0 $3.1M 0.09% +1K +7.0% $141.14 +8.2%
160 IWR ISHARES TR 32,023.0 $3.1M 0.09% +3K +8.7% $96.27 +7.1%
Page 8 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%