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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 9 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 FUTY FIDELITY COVINGTON TRUST 43,008.0 $3.0M 0.08% +11K +34.4% $70.29 -18.5%
162 FNDF SCHWAB STRATEGIC TR 66,050.0 $3.0M 0.08% +20K +43.9% $45.21 +16.8%
163 XMMO INVESCO EXCHANGE TRADED FD T 21,503.0 $3.0M 0.08% +1K +6.4% $138.46 +15.4%
164 B BARRICK MNG CORP Basic Materials 68,144.0 $3.0M 0.08% +4K +6.5% $43.55 -8.7%
165 QQQM INVESCO EXCH TRADED FD TR II 11,491.0 $2.9M 0.08% +692.0 +6.4% $252.91 +14.6%
166 SYK STRYKER CORPORATION Healthcare 8,173.0 $2.9M 0.08% +155.0 +1.9% $351.49 -10.1%
167 PM PHILIP MORRIS INTL INC Consumer Defensive 17,843.0 $2.9M 0.08% +3K +24.3% $160.60 +20.0%
168 MMM 3M CO Industrials 17,822.0 $2.9M 0.08% +361.0 +2.1% $160.10 -6.5%
169 AEM AGNICO EAGLE MINES LTD Basic Materials 15,882.0 $2.8M 0.08% +10K +163.2% $177.20 -1.0%
170 BINC BLACKROCK ETF TRUST II 52,554.0 $2.8M 0.08% +4K +8.3% $52.85 -1.7%
171 VTIP VANGUARD MALVERN FDS 55,139.0 $2.7M 0.07% +3K +5.2% $49.46 +1.7%
172 ASML ASML HOLDING N V Technology 2,537.0 $2.7M 0.07% +936.0 +58.5% $1070.05 +37.5%
173 VXUS VANGUARD STAR FDS 35,914.0 $2.7M 0.07% +5K +16.5% $75.44 +10.3%
174 CION CION INVT CORP Financial Services 280,046.0 $2.7M 0.07% +3K +1.1% $9.67 -31.6%
175 NOW SERVICENOW INC Technology 16,071.0 $2.7M 0.07% +12K +330.3% $165.35 -38.7%
176 UPS UNITED PARCEL SERVICE INC Industrials 26,781.0 $2.7M 0.07% +8K +43.3% $99.21 -2.8%
177 IDCC INTERDIGITAL INC Technology 8,321.0 $2.6M 0.07% +3K +43.3% $318.37 -17.8%
178 IUSG ISHARES TR 15,611.0 $2.6M 0.07% +1K +7.1% $167.94 +9.7%
179 TCHP T ROWE PRICE ETF INC 51,637.0 $2.6M 0.07% +32K +167.5% $49.86 +2.3%
180 GLW CORNING INC Technology 29,264.0 $2.6M 0.07% +18K +165.1% $87.56 +102.1%
Page 9 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%