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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 18 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 FE FIRSTENERGY CORP Utilities 40,815.0 $1.9M 0.05% NEW $45.82 -4.4%
342 PDBC INVESCO ACTVELY MNGD ETC FD 139,228.0 $1.9M 0.05% NEW $13.43 +39.4%
343 JMTG J P MORGAN EXCHANGE TRADED F 36,623.0 $1.9M 0.05% NEW $51.00 -1.5%
344 WMB WILLIAMS COS INC Energy 29,454.0 $1.9M 0.05% NEW $63.35 +22.7%
345 SBUX STARBUCKS CORP Consumer Cyclical 21,959.0 $1.9M 0.05% NEW $84.60 +26.3%
346 HIMS HIMS & HERS HEALTH INC Healthcare 32,261.0 $1.8M 0.05% NEW $56.72 -55.8%
347 FFLG FIDELITY COVINGTON TRUST 61,946.0 $1.8M 0.05% NEW $29.48 +13.5%
348 SPYM SPDR SERIES TRUST 23,233.0 $1.8M 0.05% NEW $78.34 +11.0%
349 VTR VENTAS INC Real Estate 25,970.0 $1.8M 0.05% NEW $69.99 +24.9%
350 FUTY FIDELITY COVINGTON TRUST 31,995.0 $1.8M 0.05% NEW $56.47 +0.6%
351 TROW PRICE T ROWE GROUP INC Financial Services 17,596.0 $1.8M 0.05% NEW $102.64 -0.6%
352 VOT VANGUARD INDEX FDS 6,064.0 $1.8M 0.05% NEW $293.79 -3.3%
353 KLAC KLA CORP Technology 1,649.0 $1.8M 0.05% NEW $1078.46 +67.3%
354 FMB FIRST TR EXCH TRADED FD III 34,971.0 $1.8M 0.05% NEW $50.70 +0.3%
355 ITT ITT INC Industrials 9,831.0 $1.8M 0.05% NEW $178.75 +8.8%
356 DTM DT MIDSTREAM INC Energy 15,533.0 $1.8M 0.05% NEW $113.08 +31.0%
357 ISEP INNOVATOR ETFS TRUST 55,052.0 $1.8M 0.05% NEW $31.87 +6.2%
358 INVESCO EXCH TRD SLF IDX FD 83,903.0 $1.7M 0.05% NEW $20.69
359 FEGE RBB FUND TRUST 38,966.0 $1.7M 0.05% NEW $44.23 +12.7%
360 IYY ISHARES TR 10,592.0 $1.7M 0.05% NEW $162.47 +10.3%
Page 18 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%