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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 2 of 7  ·  127 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 MRNA MODERNA INC Healthcare 30,761.0 $907K 0.03% NEW $29.49 +69.7%
22 DDFN INNOVATOR ETFS TRUST 47,185.0 $905K 0.03% NEW $19.17 +3.7%
23 INNOVATOR ETFS TRUST 35,021.0 $895K 0.03% NEW $25.54
24 MLYS MINERALYS THERAPEUTICS INC Healthcare 24,000.0 $871K 0.02% NEW $36.29 -24.9%
25 DCOR DIMENSIONAL ETF TRUST 11,485.0 $846K 0.02% NEW $73.63 +8.5%
26 DINT DAVIS FUNDAMENTAL ETF TR 29,211.0 $833K 0.02% NEW $28.50 +1.3%
27 UNILEVER PLC 12,618.0 $825K 0.02% NEW $65.40
28 INNOVATOR ETFS TRUST 35,339.0 $764K 0.02% NEW $21.62
29 PTCT PTC THERAPEUTICS INC Healthcare 10,010.0 $760K 0.02% NEW $75.96 -4.3%
30 ECG EVERUS CONSTR GROUP Industrials 8,640.0 $739K 0.02% NEW $85.56 +88.3%
31 FLEX FLEX LTD Technology 11,965.0 $723K 0.02% NEW $60.42 +137.7%
32 NTRA NATERA INC Healthcare 3,056.0 $700K 0.02% NEW $229.09 -14.0%
33 PVLA PALVELLA THERAPEUTICS INC NE Healthcare 6,500.0 $680K 0.02% NEW $104.67 +13.7%
34 RAPT THERAPEUTICS INC 19,000.0 $644K 0.02% NEW $33.87
35 FSMB FIRST TR EXCH TRADED FD III 31,553.0 $632K 0.02% NEW $20.05 -0.5%
36 CSPF COHEN & STEERS ETF TRUST 24,150.0 $626K 0.02% NEW $25.92 +0.7%
37 UTES ETFIS SER TR I 7,730.0 $610K 0.02% NEW $78.95 -2.1%
38 LGND LIGAND PHARMACEUTICALS INC Healthcare 3,000.0 $567K 0.02% NEW $189.07 +15.8%
39 STE STERIS PLC Healthcare 2,232.0 $566K 0.02% NEW $253.55 -14.8%
40 ICOP ISHARES TR 11,572.0 $513K 0.01% NEW $44.32 +17.1%
Page 2 of 7  ·  127 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%