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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 3 of 7  ·  127 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 TOTALENERGIES SE 7,408.0 $486K 0.01% NEW $65.57
42 FLTB FIDELITY MERRIMACK STR TR 9,075.0 $460K 0.01% NEW $50.70 -1.2%
43 EXPAND ENERGY CORPORATION 4,105.0 $453K 0.01% NEW $110.37
44 APG API GROUP CORP Industrials 6,206.0 $436K 0.01% NEW $70.31 -38.5%
45 HL HECLA MNG CO Basic Materials 21,646.0 $415K 0.01% NEW $19.19 +1.4%
46 BBNX BETA BIONICS INC Healthcare 13,500.0 $411K 0.01% NEW $30.47 -69.0%
47 BLLN BILLIONTOONE INC Healthcare 5,000.0 $409K 0.01% NEW $81.84 +1.0%
48 ALB ALBEMARLE CORP Basic Materials 2,886.0 $408K 0.01% NEW $141.44 +27.5%
49 CGVV CAPITAL GROUP EQUITY ETF TR 15,000.0 $404K 0.01% NEW $26.90 +11.0%
50 NKTR NEKTAR THERAPEUTICS Healthcare 9,000.0 $381K 0.01% NEW $42.28 +75.8%
51 TTMI TTM TECHNOLOGIES INC Technology 5,496.0 $379K 0.01% NEW $69.00 +149.1%
52 POCT INNOVATOR ETFS TRUST 8,542.0 $375K 0.01% NEW $43.92 +4.4%
53 THD ISHARES INC 6,236.0 $372K 0.01% NEW $59.67 +19.1%
54 COLL COLLEGIUM PHARMACEUTICAL INC Healthcare 8,000.0 $370K 0.01% NEW $46.30 -24.8%
55 MEDP MEDPACE HLDGS INC Healthcare 659.0 $370K 0.01% NEW $561.65 -25.4%
56 AKRE PROFESIONALLY MANAGED PORTFO 5,501.0 $360K 0.01% NEW $65.51 -18.9%
57 ESTA ESTABLISHMENT LABS HLDGS INC Healthcare 4,800.0 $350K 0.01% NEW $72.88 -4.2%
58 FMUN FIDELITY MERRIMACK STR TR 6,654.0 $346K 0.01% NEW $51.96 -4.2%
59 Q QNITY ELECTRONICS INC Technology 4,210.0 $344K 0.01% NEW $81.66 +101.0%
60 IVOO VANGUARD ADMIRAL FDS INC 3,014.0 $337K 0.01% NEW $111.79 +9.3%
Page 3 of 7  ·  127 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%