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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 30 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 NUE NUCOR CORP Basic Materials 6,529.0 $884K 0.03% NEW $135.43 +63.7%
582 UJUN INNOVATOR ETFS TRUST 23,927.0 $878K 0.03% NEW $36.69 +5.1%
583 INNOVATOR ETFS TRUST 30,414.0 $874K 0.03% NEW $28.73
584 AEP AMERICAN ELEC PWR CO INC Utilities 7,763.0 $873K 0.03% NEW $112.50 +14.6%
585 DGX QUEST DIAGNOSTICS INC Healthcare 4,579.0 $873K 0.03% NEW $190.57 -0.1%
586 MLPA GLOBAL X FDS 17,981.0 $871K 0.03% NEW $48.42 +15.4%
587 CTAS CINTAS CORP Industrials 4,212.0 $864K 0.03% NEW $205.24 -16.1%
588 FLRG FIDELITY COVINGTON TRUST 22,345.0 $859K 0.02% NEW $38.45 +5.3%
589 SCHE SCHWAB STRATEGIC TR 25,636.0 $855K 0.02% NEW $33.37 +6.7%
590 MIDCAP FINANCIAL INVSTMNT CO 71,259.0 $854K 0.02% NEW $11.99
591 INDA ISHARES TR 16,396.0 $854K 0.02% NEW $52.06 -7.8%
592 LNC LINCOLN NATL CORP IND Financial Services 21,136.0 $852K 0.02% NEW $40.33 -14.9%
593 EFA ISHARES TR 9,058.0 $846K 0.02% NEW $93.37 +11.0%
594 FTA FIRST TR EXCHANGE-TRADED ALP 10,130.0 $844K 0.02% NEW $83.33 +12.6%
595 RBRK RUBRIK INC. Technology 10,194.0 $838K 0.02% NEW $82.25 -21.8%
596 SLYG SPDR SERIES TRUST 8,882.0 $838K 0.02% NEW $94.31 +13.6%
597 BAI BLACKROCK ETF TRUST 24,517.0 $837K 0.02% NEW $34.16 +35.5%
598 TGRW T ROWE PRICE ETF INC 18,337.0 $835K 0.02% NEW $45.55 +4.8%
599 SFL SFL CORPORATION LTD Industrials 110,741.0 $834K 0.02% NEW $7.53 +65.9%
600 VCR VANGUARD WORLD FD 2,102.0 $833K 0.02% NEW $396.23 -1.7%
Page 30 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%