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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 4 of 7  ·  127 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 GALECTO INC 14,500.0 $334K 0.01% NEW $23.01
62 AIPO TIDAL TRUST II 14,580.0 $323K 0.01% NEW $22.12 +39.6%
63 JSMD JANUS DETROIT STR TR 3,913.0 $319K 0.01% NEW $81.55 +11.2%
64 MTZ MASTEC INC Industrials 1,467.0 $319K 0.01% NEW $217.37 +79.2%
65 DY DYCOM INDS INC Industrials 943.0 $319K 0.01% NEW $337.90 +24.1%
66 DJT TRUMP MEDIA & TECHNOLOGY GRO Communication Services 23,256.0 $308K 0.01% NEW $13.24 -37.8%
67 GPIX GOLDMAN SACHS ETF TR 5,610.0 $296K 0.01% NEW $52.80 +4.0%
68 KWEB KRANESHARES TRUST 8,673.0 $295K 0.01% NEW $34.05 -17.5%
69 NEBIUS GROUP N.V. 3,528.0 $295K 0.01% NEW $83.70
70 NLR VANECK ETF TRUST 2,372.0 $295K 0.01% NEW $124.22 +2.7%
71 OMC OMNICOM GROUP INC Communication Services 3,643.0 $294K 0.01% NEW $80.74 -9.6%
72 GDMN WISDOMTREE TR 3,158.0 $294K 0.01% NEW $93.03 +3.3%
73 UIVM VICTORY PORTFOLIOS II 4,431.0 $288K 0.01% NEW $64.98 +11.1%
74 BWAY BRAINSWAY LTD Healthcare 15,000.0 $285K 0.01% NEW $19.02 -20.9%
75 LOUP INNOVATOR ETFS TRUST 3,717.0 $284K 0.01% NEW $76.41 +11.9%
76 TYG TORTOISE ENERGY INFRA CORP Financial Services 6,896.0 $282K 0.01% NEW $40.90 +14.9%
77 AXGN AXOGEN INC Healthcare 8,562.0 $280K 0.01% NEW $32.73 +26.9%
78 RIGL RIGEL PHARMACEUTICALS INC Healthcare 6,533.0 $280K 0.01% NEW $42.83 -32.6%
79 NJAN INNOVATOR ETFS TRUST 3,392.0 $280K 0.01% NEW $82.44 -29.3%
80 LGH NORTHERN LTS FD TR III 4,437.0 $275K 0.01% NEW $61.97 +1.5%
Page 4 of 7  ·  127 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%