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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 46 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 TTD THE TRADE DESK INC Technology 8,214.0 $403K 0.01% NEW $49.01 -54.6%
902 RDDT REDDIT INC Communication Services 1,746.0 $402K 0.01% NEW $229.99 -30.8%
903 ARKW ARK ETF TR 2,297.0 $401K 0.01% NEW $174.64 -19.1%
904 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 29,528.0 $400K 0.01% NEW $13.55 +89.2%
905 VIGI VANGUARD WHITEHALL FDS 4,465.0 $400K 0.01% NEW $89.57 +3.9%
906 SLB SCHLUMBERGER LTD Energy 11,604.0 $400K 0.01% NEW $34.43 +66.0%
907 BTI BRITISH AMERN TOB PLC Consumer Defensive 7,507.0 $398K 0.01% NEW $53.08 +25.0%
908 SPMD SPDR SERIES TRUST 6,923.0 $396K 0.01% NEW $57.19 +9.5%
909 XVV ISHARES TR 7,621.0 $393K 0.01% NEW $51.52 +8.4%
910 QQQI NEOS ETF TRUST 7,240.0 $392K 0.01% NEW $54.20 +3.6%
911 AGI ALAMOS GOLD INC NEW Basic Materials 11,238.0 $392K 0.01% NEW $34.86 +10.6%
912 IGRO ISHARES TR 4,917.0 $392K 0.01% NEW $79.67 +9.7%
913 WPC WP CAREY INC Real Estate 5,793.0 $391K 0.01% NEW $67.57 +9.4%
914 URNM SPROTT FDS TR 6,475.0 $391K 0.01% NEW $60.43 -5.5%
915 QBTS D-WAVE QUANTUM INC Technology 15,769.0 $390K 0.01% NEW $24.71 -22.9%
916 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 13,135.0 $389K 0.01% NEW $29.62 +14.4%
917 WSM WILLIAMS SONOMA INC Consumer Cyclical 1,987.0 $388K 0.01% NEW $195.47 -13.5%
918 CLSE TRUST FOR PROFESSIONAL MANAG 14,905.0 $388K 0.01% NEW $26.04 +25.5%
919 MELI MERCADOLIBRE INC Consumer Cyclical 166.0 $388K 0.01% NEW $2336.94 -32.1%
920 ULTA ULTA BEAUTY INC Consumer Cyclical 708.0 $387K 0.01% NEW $546.51 -12.2%
Page 46 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%