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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 5 of 7  ·  127 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 FMUB FIDELITY MERRIMACK STR TR 5,148.0 $274K 0.01% NEW $53.19 -4.7%
82 VKTX VIKING THERAPEUTICS INC Healthcare 7,760.0 $273K 0.01% NEW $35.18 -9.9%
83 EXEL EXELIXIS INC Healthcare 5,932.0 $260K 0.01% NEW $43.83 +16.6%
84 USAI PACER FDS TR 6,491.0 $248K 0.01% NEW $38.15 +25.5%
85 EWJ ISHARES INC 3,032.0 $245K 0.01% NEW $80.75 +12.8%
86 EOCT INNOVATOR ETFS TRUST 7,730.0 $244K 0.01% NEW $31.59 +6.6%
87 NVDA CALL NVIDIA CORPORATION Technology 3,600.0 $244K 0.01% NEW $67.75 +248.0%
88 FLDR FIDELITY MERRIMACK STR TR 4,823.0 $242K 0.01% NEW $50.23 -0.3%
89 WBD WARNER BROS DISCOVERY INC Communication Services 8,266.0 $238K 0.01% NEW $28.82 -5.9%
90 VUSB VANGUARD BD INDEX FDS 4,684.0 $233K 0.01% NEW $49.84 -0.3%
91 PSIX POWER SOLUTIONS INTL INC Industrials 4,035.0 $231K 0.01% NEW $57.14 -27.7%
92 FSLR FIRST SOLAR INC Energy 873.0 $228K 0.01% NEW $261.11 -11.3%
93 EXPD EXPEDITORS INTL WASH INC Industrials 1,523.0 $227K 0.01% NEW $148.97 +3.1%
94 CNTA CENTESSA PHARMACEUTICALS PLC Healthcare 9,000.0 $225K 0.01% NEW $25.01 +58.3%
95 HYGH ISHARES U S ETF TR 2,566.0 $221K 0.01% NEW $86.22 +0.1%
96 ESLT ELBIT SYS LTD Industrials 382.0 $221K 0.01% NEW $577.90 +34.9%
97 YDEC FIRST TR EXCHNG TRADED FD VI 8,375.0 $219K 0.01% NEW $26.19 +3.1%
98 CHRW C H ROBINSON WORLDWIDE INC Industrials 1,363.0 $219K 0.01% NEW $160.72 +1.8%
99 SANM SANMINA CORPORATION Technology 1,460.0 $219K 0.01% NEW $149.85 +61.5%
100 PCAR PACCAR INC Industrials 1,985.0 $217K 0.01% NEW $109.53 +2.8%
Page 5 of 7  ·  127 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%