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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 59 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1161 HPQ HP INC Technology 8,335.0 $227K 0.01% NEW $27.23 -23.2%
1162 SOMNIGROUP INTERNATIONAL INC 2,691.0 $227K 0.01% NEW $84.33
1163 IWX ISHARES TR 2,574.0 $226K 0.01% NEW $87.89 +15.6%
1164 FUTU FUTU HLDGS LTD Financial Services 1,300.0 $226K 0.01% NEW $173.91 -23.4%
1165 BIDU BAIDU INC Communication Services 1,712.0 $226K 0.01% NEW $131.77 +4.0%
1166 IYK ISHARES TR 3,298.0 $226K 0.01% NEW $68.40 +6.2%
1167 CPNS CALAMOS ETF TR 8,343.0 $225K 0.01% NEW $26.95 +3.7%
1168 CPRJ CALAMOS ETF TR 8,503.0 $225K 0.01% NEW $26.42 +4.0%
1169 CCI CROWN CASTLE INC Real Estate 2,322.0 $224K 0.01% NEW $96.47 -9.9%
1170 FEM FIRST TR EXCH TRD ALPHDX FD 8,262.0 $224K 0.01% NEW $27.10 +18.4%
1171 EUFN ISHARES TR 6,513.0 $224K 0.01% NEW $34.34 +9.5%
1172 CQP CHENIERE ENERGY PARTNERS LP Energy 4,149.0 $223K 0.01% NEW $53.82 +17.8%
1173 CPSJ CALAMOS ETF TR 8,391.0 $223K 0.01% NEW $26.59 +3.4%
1174 FMDE FIDELITY COVINGTON TRUST 6,168.0 $223K 0.01% NEW $36.15 +6.2%
1175 NULG NUSHARES ETF TR 2,234.0 $222K 0.01% NEW $99.44 +9.8%
1176 SWKS SKYWORKS SOLUTIONS INC Technology 2,871.0 $221K 0.01% NEW $76.97 -9.3%
1177 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 8,908.0 $221K 0.01% NEW $24.80 +7.5%
1178 HMOP HARTFORD FDS EXCHANGE TRADED 5,656.0 $220K 0.01% NEW $38.97 -0.3%
1179 FCOR FIDELITY MERRIMACK STR TR 4,590.0 $220K 0.01% NEW $48.00 -2.2%
1180 GOVT ISHARES TR 9,499.0 $220K 0.01% NEW $23.12 -2.4%
Page 59 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%