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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 6 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 IJT ISHARES TR 47,601.0 $6.7M 0.19% NEW $141.50 +12.1%
102 FTCB FIRST TR EXCHANGE-TRADED FD 310,034.0 $6.6M 0.19% NEW $21.31 -2.7%
103 MA MASTERCARD INCORPORATED Financial Services 11,510.0 $6.5M 0.19% NEW $568.81 -13.4%
104 IWF ISHARES TR 13,706.0 $6.4M 0.18% NEW $468.40 -73.5%
105 XLV SELECT SECTOR SPDR TR 45,689.0 $6.4M 0.18% NEW $139.17 +3.8%
106 UBER UBER TECHNOLOGIES INC Technology 63,961.0 $6.3M 0.18% NEW $97.97 -23.9%
107 SGOV ISHARES TR 62,029.0 $6.2M 0.18% NEW $100.70 -0.1%
108 VWO VANGUARD INTL EQUITY INDEX F 113,739.0 $6.2M 0.17% NEW $54.18 +8.3%
109 MCD MCDONALDS CORP Consumer Cyclical 20,245.0 $6.2M 0.17% NEW $303.88 -9.1%
110 FBCG FIDELITY COVINGTON TRUST 114,229.0 $6.1M 0.17% NEW $53.66 +13.3%
111 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 21,672.0 $6.1M 0.17% NEW $279.33 +44.6%
112 ONEQ FIDELITY COMWLTH TR 67,675.0 $6.0M 0.17% NEW $89.13 +16.0%
113 IXC ISHARES TR 144,395.0 $6.0M 0.17% NEW $41.75 +33.7%
114 BAC BANK AMERICA CORP Financial Services 116,476.0 $6.0M 0.17% NEW $51.59 -3.0%
115 GEV GE VERNOVA INC Utilities 9,657.0 $5.9M 0.17% NEW $614.92 +67.8%
116 RSST TIDAL TRUST II 224,357.0 $5.9M 0.17% NEW $26.46 +26.2%
117 VB VANGUARD INDEX FDS 23,203.0 $5.9M 0.17% NEW $254.30 +10.8%
118 CRM SALESFORCE INC Technology 24,401.0 $5.8M 0.16% NEW $237.00 -26.6%
119 PEP PEPSICO INC Consumer Defensive 41,087.0 $5.8M 0.16% NEW $140.44 +5.8%
120 IGV ISHARES TR 49,913.0 $5.7M 0.16% NEW $115.01 -20.7%
Page 6 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%