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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 6 of 7  ·  127 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 GPIQ GOLDMAN SACHS ETF TR 4,090.0 $216K 0.01% NEW $52.86 +8.1%
102 XLSR SSGA ACTIVE TR 3,405.0 $212K 0.01% NEW $62.31 +4.6%
103 TDG TRANSDIGM GROUP INC Industrials 159.0 $212K 0.01% NEW $1332.66 -11.4%
104 RIO RIO TINTO PLC Basic Materials 2,638.0 $211K 0.01% NEW $80.04 +29.4%
105 NFLT ETFIS SER TR I 9,147.0 $211K 0.01% NEW $23.02 -0.8%
106 MLM MARTIN MARIETTA MATLS INC Basic Materials 334.0 $208K 0.01% NEW $621.84 -10.5%
107 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 5,357.0 $207K 0.01% NEW $38.73 -12.6%
108 XYL XYLEM INC Industrials 1,538.0 $207K 0.01% NEW $134.37 -19.0%
109 XAR SPDR SERIES TRUST 854.0 $206K 0.01% NEW $241.31 +8.9%
110 IVES WEDBUSH SER TR 6,512.0 $206K 0.01% NEW $31.61 +14.0%
111 BITWISE FUNDS TRUST 10,143.0 $202K 0.01% NEW $19.93
112 ODFL OLD DOMINION FREIGHT LINE IN Industrials 1,287.0 $202K 0.01% NEW $156.78 +30.4%
113 AGGH SIMPLIFY EXCHANGE TRADED FUN 9,737.0 $202K 0.01% NEW $20.70 -2.7%
114 FELC FIDELITY COVINGTON TRUST 5,270.0 $201K 0.01% NEW $38.17 +8.0%
115 QQA INVESCO ACTIVELY MANAGED EXC 3,786.0 $201K 0.01% NEW $53.02 +5.4%
116 UNOV INNOVATOR ETFS TRUST 5,275.0 $201K 0.01% NEW $38.06 +4.3%
117 CRPT FIRST TR EXCHNG TRADED FD VI 12,809.0 $192K 0.01% NEW $15.01 -4.0%
118 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 10,637.0 $163K 0.01% NEW $15.34 -4.6%
119 UNG UNITED STS NAT GAS FD LP Financial Services 11,926.0 $146K 0.00% NEW $12.26 -5.5%
120 NOK NOKIA CORP Technology 19,869.0 $129K 0.00% NEW $6.47 +112.1%
Page 6 of 7  ·  127 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%