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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 60 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 IGLB ISHARES TR 4,261.0 $220K 0.01% NEW $51.54 -4.8%
1182 IGE ISHARES TR 4,473.0 $219K 0.01% NEW $49.05 +25.5%
1183 SJNK SPDR SERIES TRUST 8,564.0 $219K 0.01% NEW $25.60 -2.6%
1184 XTRE BONDBLOXX ETF TRUST 4,362.0 $217K 0.01% NEW $49.84 -1.6%
1185 RING ISHARES INC 3,349.0 $217K 0.01% NEW $64.72 +19.1%
1186 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 18,947.0 $216K 0.01% NEW $11.39 -1.2%
1187 PFEB INNOVATOR ETFS TRUST 5,427.0 $215K 0.01% NEW $39.69 +7.4%
1188 ARKG ARK ETF TR 7,738.0 $215K 0.01% NEW $27.77 +2.5%
1189 NWL NEWELL BRANDS INC Consumer Defensive 40,970.0 $215K 0.01% NEW $5.24 -27.5%
1190 DIVO AMPLIFY ETF TR 4,815.0 $215K 0.01% NEW $44.57 +1.6%
1191 FTXO FIRST TR EXCHANGE TRADED FD 6,005.0 $214K 0.01% NEW $35.61 +4.9%
1192 AMP AMERIPRISE FINL INC Financial Services 435.0 $213K 0.01% NEW $490.72 -4.2%
1193 SONY SONY GROUP CORP Technology 7,412.0 $213K 0.01% NEW $28.79 -21.1%
1194 GARP ISHARES TR 3,250.0 $213K 0.01% NEW $65.64 +17.2%
1195 VRSN VERISIGN INC Technology 760.0 $213K 0.01% NEW $279.67 +7.4%
1196 BCI ABRDN ETFS 9,866.0 $213K 0.01% NEW $21.54 +18.4%
1197 QFLR INNOVATOR ETFS TRUST 6,351.0 $211K 0.01% NEW $33.15 +7.9%
1198 PCY INVESCO EXCH TRADED FD TR II 9,750.0 $210K 0.01% NEW $21.56 -2.1%
1199 HYFI AB ACTIVE ETFS INC 5,533.0 $210K 0.01% NEW $37.95 -1.8%
1200 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 25,413.0 $208K 0.01% NEW $8.20 -5.5%
Page 60 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%