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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 62 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 MARA MARA HOLDINGS INC Financial Services 10,604.0 $194K 0.01% NEW $18.26 -27.2%
1222 NEW GOLD INC CDA 26,390.0 $189K 0.01% NEW $7.18
1223 CIM CHIMERA INVT CORP Real Estate 14,274.0 $189K 0.01% NEW $13.22 -1.0%
1224 FLAGSTAR FINANCIAL INC 16,325.0 $189K 0.01% NEW $11.55
1225 AG FIRST MAJESTIC SILVER CORP Basic Materials 15,259.0 $188K 0.01% NEW $12.29 +66.1%
1226 BIOHAVEN LTD 12,467.0 $187K 0.01% NEW $15.01
1227 MORT VANECK ETF TRUST 17,300.0 $186K 0.01% NEW $10.77 -7.0%
1228 DIV GLOBAL X FDS 10,509.0 $186K 0.01% NEW $17.69 +7.7%
1229 CLSK CLEANSPARK INC Technology 12,758.0 $185K 0.01% NEW $14.50 -9.6%
1230 CNC CALL CENTENE CORP DEL Healthcare 20,000.0 $178K 0.01% NEW $8.92 +558.1%
1231 PETROLEO BRASILEIRO SA PETRO 14,700.0 $174K 0.01% NEW $11.82
1232 CMB.TECH NV 18,338.0 $172K 0.01% NEW $9.39
1233 CGTX COGNITION THERAPEUTICS INC Healthcare 127,090.0 $172K 0.01% NEW $1.35 -15.6%
1234 HAFN HAFNIA LTD Industrials 27,600.0 $165K 0.01% NEW $5.99 +44.4%
1235 EFR EATON VANCE SR FLTNG RTE TR Financial Services 14,422.0 $165K 0.01% NEW $11.44 -9.4%
1236 RQI COHEN & STEERS QUALITY INCOM Financial Services 12,812.0 $160K 0.01% NEW $12.47 +3.7%
1237 BUYW NORTHERN LTS FD TR IV 11,112.0 $158K 0.00% NEW $14.21 +1.5%
1238 RCAT RED CAT HLDGS INC Technology 14,834.0 $154K 0.00% NEW $10.35 -5.9%
1239 LAND GLADSTONE LD CORP Real Estate 16,665.0 $153K 0.00% NEW $9.16 +3.1%
1240 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 12,470.0 $152K 0.00% NEW $12.20 -15.5%
Page 62 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%