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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 7 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IJS ISHARES TR 51,400.0 $5.7M 0.16% NEW $110.59 +13.6%
122 SPMO INVESCO EXCH TRADED FD TR II 46,821.0 $5.7M 0.16% NEW $121.06 +18.5%
123 UNH UNITEDHEALTH GROUP INC Healthcare 16,398.0 $5.7M 0.16% NEW $345.30 +15.6%
124 HON HONEYWELL INTL INC Industrials 26,778.0 $5.6M 0.16% NEW $210.50 +3.4%
125 MSTB ETF SER SOLUTIONS 141,252.0 $5.6M 0.16% NEW $39.77 +8.0%
126 DUKQ NORTHERN LIGHTS FD TR 202,042.0 $5.6M 0.16% NEW $27.54 +9.9%
127 DIA SPDR DOW JONES INDL AVERAGE Financial Services 11,992.0 $5.6M 0.16% NEW $463.75 +6.8%
128 CGGR CAPITAL GROUP GROWTH ETF 125,882.0 $5.5M 0.16% NEW $43.92 +4.2%
129 XLI SELECT SECTOR SPDR TR 35,419.0 $5.5M 0.15% NEW $154.23 +11.1%
130 VOOG VANGUARD ADMIRAL FDS INC 12,455.0 $5.4M 0.15% NEW $435.46 -81.1%
131 PACER FDS TR 216,845.0 $5.4M 0.15% NEW $24.74
132 XLE SELECT SECTOR SPDR TR 59,848.0 $5.3M 0.15% NEW $89.34 -33.5%
133 VBR VANGUARD INDEX FDS 25,557.0 $5.3M 0.15% NEW $208.79 +8.9%
134 IWP ISHARES TR 37,105.0 $5.3M 0.15% NEW $142.41 -4.4%
135 VCIT VANGUARD SCOTTSDALE FDS 62,400.0 $5.2M 0.15% NEW $84.11 -2.5%
136 SPHQ INVESCO EXCHANGE TRADED FD T 70,764.0 $5.2M 0.15% NEW $73.29 +12.7%
137 VPU VANGUARD WORLD FD 27,003.0 $5.1M 0.14% NEW $189.41 +0.4%
138 AFLG FIRST TR EXCHNG TRADED FD VI 130,889.0 $5.1M 0.14% NEW $38.81 +10.9%
139 LOW LOWES COS INC Consumer Cyclical 20,140.0 $5.1M 0.14% NEW $251.31 -11.0%
140 MS MORGAN STANLEY Financial Services 31,814.0 $5.1M 0.14% NEW $158.96 +22.4%
Page 7 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%